Search for: "SEC v. Citigroup Global Markets Inc"
Results 21 - 40
of 72
Sorted by Relevance
|
Sort by Date
29 Nov 2011, 12:52 pm
Citigroup Global Markets Inc., 11-cv-7387, U.S. [read post]
8 Nov 2011, 11:54 am
The SEC claimed that after the CDO defaulted within months, investors were saddled with losses, but Citigroup Global Markets made $160 million in fees and trading profits. [read post]
28 Oct 2011, 8:45 am
Citigroup Global Markets, Inc, SD NY, 11-CIV 7387, Rakoff, J).The court also wants to know the total loss to the victims as a result of the financial institution’s actions and how this was determined. [read post]
12 Apr 2007, 12:38 pm
Citigroup Global Markets, Inc., No. 05-4362 (7th Cir. [read post]
3 Jan 2012, 10:32 am
Citigroup Global Markets, Inc. was discussed in some detail in our Top 10 piece last Friday. [read post]
16 Dec 2011, 3:19 pm
SEC v. [read post]
6 Jun 2014, 6:23 am
Citigroup Global Markets Inc. [read post]
9 Nov 2011, 8:21 am
(SEC v. [read post]
20 Oct 2011, 10:11 pm
Citigroup to Pay $285 Million to Settle SEC Claims on Mortgage-Linked CDO, Bloomberg, October 19, 2011 Citigroup to Pay Millions to Close Fraud Complaint, NY Times, October 19, 2011 Related Blog Resources: Goldman Sachs Settles SEC Subprime Mortgage-CDO Related Charges for $550 Million, Stockbroker Fraud Blog, July 30, 2010 JPMorgan Chase to Pay $211M to Settle Charges It Rigged Municipal Bond Transaction Bidding Competitions, Stockbroker Fraud Blog, July 9,… [read post]
18 Mar 2012, 10:58 am
Citigroup Global Markets Inc., 2d Cir., No. 11-5227, 3/15/12). [read post]
8 Nov 2008, 1:48 am
Citigroup Global Markets, Inc., 2008 WL 4426412 (2d Cir. [read post]
8 Nov 2008, 1:48 am
Citigroup Global Markets, Inc., 2008 WL 4426412 (2d Cir. [read post]
4 Jun 2014, 9:04 am
Citigroup Global Markets, Inc., 827 F. [read post]
13 Jan 2012, 8:54 am
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC's Appeal in the Citigroup Global Markets Appeal It is remarkable to think that it has been less than three months since the SEC announced its $285 million settlement with Citigroup Global Markets, Inc. under the usual neither-admit-nor-deny standard. [read post]
13 Jan 2012, 8:54 am
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC's Appeal in the Citigroup Global Markets Appeal It is remarkable to think that it has been less than three months since the SEC announced its $285 million settlement with Citigroup Global Markets, Inc. under the usual neither-admit-nor-deny standard. [read post]
5 Jun 2014, 4:36 am
Citigroup Global Markets Inc., in which it concluded that the district court’s refusal to approve a consent judgment between the SEC and Citigroup was an abuse of discretion. [read post]
19 Dec 2011, 8:33 am
SEC v. [read post]
28 Nov 2011, 1:35 pm
SEC v. [read post]
4 Dec 2014, 10:09 am
Citigroup Global Markets Inc., 827 F. [read post]
24 Apr 2013, 9:38 am
Citigroup Global Markets, Inc., 11-cv-5227 (2d Cir.). [read post]
