Search for: "SEC v. Citigroup Global Markets Inc" Results 61 - 72 of 72
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SEC v. Citigroup: The Commission Responds to Judge Rakoff's Questions and Gives Some Insight Into the Settlement Process
8 Nov 2011, 11:54 am by William McGrath
The SEC claimed that after the CDO defaulted within months, investors were saddled with losses, but Citigroup Global Markets made $160 million in fees and trading profits. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
Federal Judge Questions SEC-Citigroup Settlement, Asks if Proposed Penalty Is Meaningful Deterrent
28 Oct 2011, 8:45 am by James Hamilton
Citigroup Global Markets, Inc, SD NY, 11-CIV 7387, Rakoff, J).The court also wants to know the total loss to the victims as a result of the financial institution’s actions and how this was determined. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Citigroup to pay $285 Million for Misleading Investors
21 Oct 2011, 7:44 am by SECLaw Staff
The SEC has charged Citigroup Global Markets Inc. with misleading investors about a $1 billion CDO called Class V Funding III. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Citigroup to Pay $285M to Settle SEC Lawsuit Alleging Securities Fraud in $1B Derivatives Deal
20 Oct 2011, 10:11 pm
Citigroup to Pay $285 Million to Settle SEC Claims on Mortgage-Linked CDO, Bloomberg, October 19, 2011 Citigroup to Pay Millions to Close Fraud Complaint, NY Times, October 19, 2011 Related Blog Resources: Goldman Sachs Settles SEC Subprime Mortgage-CDO Related Charges for $550 Million, Stockbroker Fraud Blog, July 30, 2010 JPMorgan Chase to Pay $211M to Settle Charges It Rigged Municipal Bond Transaction Bidding Competitions, Stockbroker Fraud Blog, July 9,… [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
Largest MAT Award Rendered Against Citi
10 Feb 2011, 6:50 am
The respondents in the cased include Citigroup Global Markets Inc., operating under the name Smith Barney, and Citigroup Alternative Investments LLC. [read post]
Securities Fraud Attorney Blog - http://www.securitiesfraudattorneyblog.com/
Risk Management and the Board of Directors
17 Dec 2009, 6:33 am by Martin Lipton, Wachtell, Lipton, Rosen & Katz,
The February 2009 Delaware Court of Chancery decision in In Re Citigroup Inc. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Sonia Sotomayor Meets Posner: Standards of Review for Arbitration Awards After Hall Street
2 Jun 2009, 7:51 am
Mattel, Inc., 128 S. [read post]
Disputing - http://www.karlbayer.com/blog
Subprime-Related Securities Litigation: Early Trends
5 Apr 2009, 1:26 pm
The Task Force includes all divisions of the SEC, including the Enforcement Division and the Division of Trading and Markets, and investigates possible fraud and breaches of fiduciary duties. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Inherent Fraudulence of Credit Default Swaps?
12 Jan 2009, 7:06 am
Citigroup Global Markets Inc. v. [read post]
Blawgletter - http://blawgletter.typepad.com/bbarnett/
Second Circuit Applies Fraud-On-The-Market Doctrine To Research Analyst Reports
8 Nov 2008, 1:48 am
Citigroup Global Markets, Inc., 2008 WL 4426412 (2d Cir. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Applies Fraud-On-The-Market DoctrineOCTRINE To Research Analyst Reports
8 Nov 2008, 1:48 am
Citigroup Global Markets, Inc., 2008 WL 4426412 (2d Cir. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Securities Fraud: No Loss Causation, Seventh Circuit Holds
12 Apr 2007, 12:38 pm
Citigroup Global Markets, Inc., No. 05-4362 (7th Cir. [read post]
Blawgletter - http://blawgletter.typepad.com/bbarnett/