Search for: "SEC v. Hughes Capital Corp."
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4 Oct 2022, 7:00 am
Corp. v. [read post]
16 Feb 2021, 2:23 pm
Newlink Genetics Corp., 965 F.3d 165, 174-76 (2d Cir. 2020); Jaroslawicz v. [read post]
4 Jan 2021, 1:26 pm
-listed public companies, the drop was not steep enough and has not lasted long enough to offset the extensive backlog of securities lawsuits that the D&O insurers are facing after years of record levels of securities class action lawsuit filings – although, as discussed further in the final section below, there may be other factors, such as new market entrants, increased insurance capital, and increased competition that could otherwise counter the increases that most… [read post]
2 Oct 2020, 4:50 am
Here are the materials in SEC v. [read post]
1 Feb 2019, 10:51 am
Admissions in SEC enforcement cases: the revolution that wasn’t. [read post]
10 Jan 2018, 2:17 pm
Because current practice is for ALJs to be appointed by SEC staff rather than by the commission, a holding that they are officers would invalidate actions they had taken in the past. [read post]
