Search for: "SEC v. Kokesh" Results 101 - 120 of 147
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16 Jul 2021, 4:38 am by John Jascob
Pursuant to the district court's final judgment order, Liu and his wife are now jointly and severally liable for disgorgement of nearly $21 million (SEC v. [read post]
22 Aug 2017, 6:02 am
 In another case addressing the application of statutory time-bars to securities law violations, the Court held in Kokesh v. [read post]
22 Aug 2019, 8:43 am by Samuel Bray
(Kokesh, and specifically its third footnote, raises a similar issue for the SEC. [read post]
14 Mar 2018, 12:46 am by Kevin LaCroix
On January 12, 2018, the Supreme Court decided to take up one of these cases, Lucia v. [read post]
5 Jun 2017, 11:54 am by Kevin LaCroix
In contrast to the Tenth Circuit in the Kokesh case, the Eleventh Circuit held in 2016 in Securities and Exchange Commission v. [read post]
21 Jul 2017, 6:04 am
Securities and Exchange Commission, on Friday, July 14, 2017 Tags: Algorithmic trading, Capital formation, Capital markets, Dark pools, High-frequency trading, Information environment, Market efficiency, Private firms, SECSEC enforcement, Securities Act, Securities regulation, Transparency SEC Chairman Clayton on His Agenda Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Friday, July… [read post]
18 May 2018, 6:21 am by Doug Cornelius
  Despite disgorgement’s long history, in its 2017 opinion in Kokesh v. [read post]
16 Nov 2018, 7:00 am by Doug Cornelius
On the heels of the Supreme Court holding in Kokesh v. [read post]
2 Aug 2017, 4:08 am by Edith Roberts
” In The University of Pennsylvania’s Regulatory Review, law student Justin Daniel discusses the court’s decision this term in Kokesh v. [read post]
29 Oct 2019, 12:00 pm by John Elwood
The district court ordered disgorgement of their profits as a form of injunctive relief based on circuit precedent, although that decision predated Kokesh v. [read post]
24 Mar 2017, 3:03 am by Walter Olson
City of Miami and Wells Fargo v. [read post]