Search for: "SEC v. Leach"
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25 Jan 2024, 5:31 am
Crude oil contains metals such as Cadmium (Cd), Lead (Pb), Manganese (Mn), Nickel (Ni), and Vanadium (V). [read post]
24 Aug 2022, 5:01 am
After West Virginia v. [read post]
19 Oct 2021, 10:10 am
Jan. 27, 2016); Bartnett v. [read post]
31 Dec 2019, 8:13 am
– in general, if a manager is a SEC RIA, the only information potentially subject to the CCPA is the “personal information” of the fund manager’s (i) entity or or institutional clients and (ii) prospective clients, because an SEC RIA is already subject to the Gramm-Leach-Bailey Act which covers other types of information. [read post]
20 May 2019, 9:11 am
In Vine v. [read post]
31 Jan 2019, 2:03 pm
In the following guest post, John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, takes a look at the ransomware phenomenon, how companies are responding, and why. [read post]
23 Sep 2018, 9:50 am
Henry v. [read post]
1 Sep 2018, 9:28 am
Leach Builders, 458 S.W.3d at 525 (concluding that a joinder provision in an arbitration contract that used the word "may" was permissive rather than mandatory). [read post]
26 Mar 2018, 6:09 pm
Perry Homes v Cull. [read post]
14 Sep 2017, 1:33 pm
,ON BEHALF OF THEMSELVES AND FOR ALL OTHER SIMILARLY SITUATED v. [read post]
11 Sep 2017, 9:18 am
Agency v. [read post]
11 Oct 2016, 11:02 am
The agency cannot be quietly asphyxiated through the appropriations process as has happened with the SEC and FTC. [read post]
25 Jul 2016, 7:13 am
For the SEC, the Chief Accountant, James V. [read post]
16 Jun 2016, 2:48 pm
Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
13 Apr 2016, 4:55 pm
John is the President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement. [read post]
10 Nov 2014, 7:56 am
Significantly, financial institutions—defined broadly to include business engaged in providing financial products or services—are already subject to Title V of the 1999 Graham-Leach Bliley Act (GBLA), which includes a “safeguards rule” for data security, particularly customer information. [read post]
4 Sep 2014, 3:19 am
[v] The SEC Certainly the majority of the federal activity on cyber security issues has come from the SEC. [read post]
6 Mar 2014, 10:54 am
Last week, the Staff of the Commodity Futures Trading Commission (CFTC) issued Staff Advisory 14-21 on the subject of “Gramm-Leach-Bliley Act Security Safeguards. [read post]
13 Nov 2011, 7:14 pm
In defining what constitutes a "security", Yingling focused on the meaning of an "investment contract" as that term was defined in SEC v. [read post]
8 Oct 2011, 4:36 am
Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the Consumer Credit Protection Act (15 U.S.C. 1601 et seq.) is amended by adding at the end thereof the following new title: TITLE VIII – DEBT COLLECTION PRACTICES [Fair Debt Collection Practices Act] Sec. 801. [read post]
