Search for: "SEC v. Levin" Results 1 - 20 of 123
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26 Apr 2024, 6:30 am
Schwartz, Sullivan & Cromwell LLP, on Wednesday, April 24, 2024 Tags: Disclosure, Macquarie v. [read post]
26 Apr 2024, 6:30 am
Schwartz, Sullivan & Cromwell LLP, on Wednesday, April 24, 2024 Tags: Disclosure, Macquarie v. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
25 Mar 2024, 5:00 am by Doug Cornelius
In SEC v Capital Gains Research Bureau the US Supreme Court said a pump and dump scheme by an investment adviser violated its fiduciary duty. [read post]
16 Feb 2024, 6:30 am
Regner and Jacob Dougherty (Debevoise & Plimpton LLP), on Saturday, February 10, 2024 Tags: Controller, delaware, Delaware Supreme Court, Kahn v. [read post]
16 Feb 2024, 6:30 am
Regner and Jacob Dougherty (Debevoise & Plimpton LLP), on Saturday, February 10, 2024 Tags: Controller, delaware, Delaware Supreme Court, Kahn v. [read post]
10 Dec 2023, 6:12 am by Kevin LaCroix
For me, it is very difficult to read this complaint without thinking of Bloomberg columnist Matt Levine’s oft-quoted quip that we have gotten to the point that “everything everywhere is securities fraud. [read post]
28 Nov 2023, 9:05 pm by Liz Dunshee
Speaking of jury trials – or rather, the lack of them – today is the day that the SCOTUS will hear arguments in SEC v. [read post]
9 Nov 2023, 9:01 pm by renholding
I arrived at the SEC in October 2006 to serve as counsel to Commissioner Paul Atkins. [read post]
14 Aug 2023, 5:36 am by Guest Author
This paper is much narrower—Sunstein is really unpacking some of the conservative SCOTUS bloc’s internal debates about the MQD in Biden v. [read post]
17 Jul 2023, 5:49 am by Doug Cornelius
” The meaning behind that term was established in the 1946 case of the SEC v. [read post]
6 Jun 2023, 3:30 am by Liz Dunshee
Your next IPO may be a direct listing, thanks in part to a unanimous opinion issued by the US Supreme Court last week in Slack Technologies v. [read post]
3 Mar 2023, 6:30 am
Levin, The Activist Investor, on Wednesday, March 1, 2023 Tags: ESG, investors, Proxy advisors, Proxy contests, Shareholder voting, Universal Proxy The Venture Corporation Posted by Gad Weiss (Columbia Law School), on Thursday, March 2, 2023 Tags: Corporate governance, Delaware law, Market Indexes, Startups, V-corps, VCs 2023 – The year of the risk-centric agenda Posted by Krista Parsons, Maureen Bujno and Kimia Clemente, Deloitte LLP, on Thursday, March 2, 2023 … [read post]
3 Mar 2023, 6:30 am
Levin, The Activist Investor, on Wednesday, March 1, 2023 Tags: ESG, investors, Proxy advisors, Proxy contests, Shareholder voting, Universal Proxy The Venture Corporation Posted by Gad Weiss (Columbia Law School), on Thursday, March 2, 2023 Tags: Corporate governance, Delaware law, Market Indexes, Startups, V-corps, VCs 2023 – The year of the risk-centric agenda Posted by Krista Parsons, Maureen Bujno and Kimia Clemente, Deloitte LLP, on Thursday, March 2, 2023 … [read post]
1 Feb 2023, 9:01 pm by renholding
Before I begin, let me make my standard disclaimer – the views I express today are my own and do not necessarily represent the views of the SEC or my fellow Commissioners. [read post]