Search for: "SEC v. Levine"
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23 May 2014, 5:30 pm
Court Dismisses CFAA, ECPA, and Other Claims in Privacy Class Action Opperman v. [read post]
13 Aug 2021, 5:51 am
SEC Brings SPAC Enforcement Action and Signals More to Come Posted by Adam Brenneman, Rahul Mukhi, and Jared Gerber, Cleary Gottlieb Steen & Hamilton LLP, on Friday, August 6, 2021 Tags: IPOs, Mergers & acquisitions, SEC, SEC enforcement, Securities regulation, SPACs Shareholder Meetings and Freedom Rides: The Story of Peck v. [read post]
16 Oct 2013, 8:45 am
Levin (Dkt No 12-872) as “improvidently granted. [read post]
16 Jun 2016, 2:48 pm
Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
25 Jul 2019, 3:00 am
There’s a great quote from the 5th Circuit’s 1981 decision in Huddleston v. [read post]
18 Feb 2022, 3:30 am
Here’s an excerpt from the 2nd Circuit’s 1996 opinion in SEC v. [read post]
13 Sep 2018, 6:00 am
Sources: Memorandum and Order in USA v. [read post]
5 Dec 2010, 9:13 pm
SEC v. [read post]
1 Feb 2023, 9:01 pm
Before I begin, let me make my standard disclaimer – the views I express today are my own and do not necessarily represent the views of the SEC or my fellow Commissioners. [read post]
23 Jan 2014, 7:33 am
Circuit Courts of Appeal have held that the ADEA is the exclusive remedy, the court found the Seventh Circuit’s contrary reasoning in Levin v Madigan “highly persuasive. [read post]
7 Oct 2013, 6:44 am
The High Court, in Sandifer v U.S. [read post]
17 Jul 2023, 5:49 am
” The meaning behind that term was established in the 1946 case of the SEC v. [read post]
16 Nov 2018, 7:00 am
SEC that disgorgement, “as it applied in SEC enforcement proceedings, operates as a penalty,” the Sixth Circuit, in a criminal sentencing appeal, held that SEC civil disgorgement is not a criminal punishment (U.S. v. [read post]
19 Mar 2015, 3:40 am
“… Here’s a blog from Mintz Levin on this topic. [read post]
26 Apr 2024, 6:30 am
Schwartz, Sullivan & Cromwell LLP, on Wednesday, April 24, 2024 Tags: Disclosure, Macquarie v. [read post]
26 Apr 2024, 6:30 am
Schwartz, Sullivan & Cromwell LLP, on Wednesday, April 24, 2024 Tags: Disclosure, Macquarie v. [read post]
10 Aug 2009, 10:00 pm
" Sec. 78B-8-203(2). [read post]
27 Jan 2010, 11:16 am
Updated to include certain correctionsToday, Medifast (NYSE: MED) announced that Bagell, Josephs, Levine & Company, LLC (BJL) resigned effective January 22, 2010 as the company's independent auditors. [read post]
16 Feb 2024, 6:30 am
Regner and Jacob Dougherty (Debevoise & Plimpton LLP), on Saturday, February 10, 2024 Tags: Controller, delaware, Delaware Supreme Court, Kahn v. [read post]
16 Feb 2024, 6:30 am
Regner and Jacob Dougherty (Debevoise & Plimpton LLP), on Saturday, February 10, 2024 Tags: Controller, delaware, Delaware Supreme Court, Kahn v. [read post]
