Search for: "SEC v. Lowe" Results 101 - 120 of 520
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22 Jan 2010, 5:00 am by J. Robert Brown
  Nonetheless, even with the credible basis standard, shareholders made a sufficient showing here, given the admonition that the standard is supposed to be a low one. [read post]
6 Sep 2023, 9:01 pm by renholding
The SEC has little incentive to agree to tweaks that would only minimally affect the quantity, form, or timeliness of CAT data but would substantially reduce costs to the firms providing the data. [read post]
26 Sep 2012, 7:34 pm
Two Hedge Fund Managers Sentenced To Three-Year Prison Terms For Defrauding Investors Of Nearly $1 Million, Justice.gov, September 19, 2012 SEC Names Hedge Fund Manager, Lawyer in Alleged $37M Ponzi Scheme, Bloomberg/BNA, September 21, 2012 SEC v. [read post]
26 Oct 2011, 9:49 am by Bill Raftery
VII (Amended), Sec. 1a Constitution allows age to be reduced to as low as 70 by statute or initiative. [read post]
30 Jul 2018, 3:33 pm by Christopher J. Gray
  AFIN shares have traded as low as $13.15 a share, and closed on July 30, 2018 at $14.93 a share. [read post]
6 Aug 2009, 8:00 am
(Recall that in the 70s the SEC came close to promulgating tough substantive requirements for freezeouts which would have dwarfed the development of corporate doctrine in this area -- and there's always the chance that controversy may ignite again, especially with market prices being as low as they are. [read post]
26 Aug 2010, 4:14 pm by Eric Talley
It is therefore unremarkable that the SEC’s action was also highly politicized. [read post]
28 Apr 2022, 9:01 pm by Caroline A. Crenshaw
And the SEC has a proposal out that seeks to address these concerns. [read post]
21 Jun 2018, 9:30 pm by Bobby Chen
Supreme Court ruling in Texas Dept. of Housing and Community Affairs v. [read post]