Search for: "SEC v. Management Solutions"
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17 May 2013, 10:56 am
True North Finance Corporation, f/k/a CS Financing Corporation, Capital Solutions Monthly Income Fund, LP, f/k/a Hennessey Financial Monthly Income Fund, LP, Capital Solutions Distributors, LLC, Capital Solutions Management, LP, Transactional Finance Fund Management, LLC, Todd A. [read post]
25 Jan 2012, 5:00 am
Access challenges would also provide shareholders with an outlet for their frustration with management and reduce the need to seek a regulatory solution. [read post]
25 Apr 2024, 9:05 pm
For example, in Liu v. [read post]
18 Jun 2021, 7:44 am
Although the SEC claimed it could not properly quantify that impact because it lacked data on how long shareholders typically held their shares, the plaintiffs assert that the Commission did have that data because Broadridge Financial Solutions, the firm that distributes the majority of investor proxy materials, had submitted anonymized shareholder data for tens of millions of investor accounts that enabled the SEC to estimate those holding periods. [read post]
13 Mar 2022, 11:24 am
If we can assist you or someone you work with in ESG strategy and solutions, from specific project implementation to fractional fully managed services, do not hesitate to reach out to me. [read post]
1 Oct 2007, 12:09 am
Unstructured Data Classification Solution Utilizing "Best Practices" Eliminates Regulatory Pain Points and Risk Associated with Desktop Documents and E-mail Rockville, MD, September 26, 2007 - FileTek, Inc., a pioneer developer of innovative information and data management solutions, today announced that it will launch the next release of Trusted Edge Desktop Document Management Suite, Version 3.2, at the ARMA International 2007 Expo, October 7-9, in… [read post]
23 Sep 2013, 12:50 pm
Joseph Simone; Island Capital Management, Inc., Joseph Lando; Joseph Caracciolo; Alfred Varricchio; Anthony Pianelli; Jill Pianelli; JAP JAP Enterprises, LLC; Brian Fabrizzi; Donald Sorrentino; Anthony Carannante, individually and d/b/a A&C Management; Steven Daronzio, individually and d/b/a/ A&C Management; Rochelle Roman; Shaun Sarnicola; Anthony Tanico; Andrea Lando-Tanico; AJT Ltd; AJGT Ltd.; Michael McCormack; Donna Centola; DMAC Services, Inc.; Andrew … [read post]
16 Dec 2013, 4:01 am
Now there is a simple solution that might make these omnipresent. [read post]
29 Nov 2023, 5:44 pm
” John Fritze of USA Today reports that “Supreme Court signals support for hedge fund manager who wants to gut SEC enforcement. [read post]
1 Nov 2017, 10:21 am
Fiduciary Duty v. [read post]
8 May 2014, 12:44 pm
ACTION NOTICE DATE CLAIM DUE DATE 2014-47 SEC v. [read post]
1 Mar 2013, 11:56 am
Management Solutions, Inc., a Texas Corporation; Wendell A. [read post]
5 Mar 2014, 6:30 am
ACTION NOTICE DATE CLAIM DUE DATE 2014-21 SEC v. [read post]
22 Jul 2011, 10:19 am
Business Roundtable and Chamber of Commerce v. [read post]
16 Dec 2011, 5:00 am
In other words, the solution is shareholder access. [read post]
5 Mar 2012, 5:00 am
Justice Kennedy saw a solution: Corporate governance. [read post]
19 Jul 2008, 12:15 pm
We offer one final comment on CA v. [read post]
2 Jun 2016, 5:23 am
ACTION NOTICE DATE CLAIM DUE DATE 2016-75 SEC v. [read post]
16 Feb 2010, 4:31 am
He also complains that the SEC staff is allowing companies to mislead investors, who may logically assume that the management proposal will enhance their rights. [read post]
2 Feb 2011, 5:15 am
We are examining the Amicus Brief submitted by the State of Delaware in Business Roundtable v. [read post]
