Search for: "SEC v. National Securities, Inc."
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13 Jul 2018, 4:56 am
In Arlene’s Flowers, Inc. v. [read post]
18 Aug 2011, 7:06 am
Howell handed the Secret Service and the Obama Administration a setback this week, ruling that White House visitor logs are agency records subject to being produced under the Freedom of Information Act [5 U.S.C. sec. 552] unless shielded by one of the Act's exemptions.The issue of public access to visitors lists has plagued both the Bush and Obama White House occupancies (see "TUOL" posts 9/7/09, 7/23/09), but in Judicial Watch, Inc. v. [read post]
11 Jan 2019, 6:30 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Saturday, January 5, 2019 Tags: Accounting, Accounting standards, GAAP, SEC, SEC enforcement, Securities enforcement, Securities regulation Oral Argument on Scheme Liability Posted by Martin J. [read post]
2 Aug 2011, 1:05 am
In addition, the SEC has revoked the securities registration of many other China-based reverse merger companies. [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
4 Oct 2010, 6:26 pm
RSR Sec. [read post]
9 Oct 2007, 9:17 am
SEC v. [read post]
4 Oct 2010, 8:16 am
Bank v. [read post]
3 Nov 2010, 5:00 am
Fleschner, 568 F.2d 862 (2d Cir. 1977) , overruled in part on other grounds by Transamerica Mortgage Advisors, Inc. v. [read post]
21 Nov 2017, 11:23 am
Under that doctrine, pioneered in Chevron, U.S.A., Inc. v. [read post]
22 Feb 2018, 6:00 am
Knauff v. [read post]
1 Apr 2011, 8:27 am
Capute of the Securities and Exchange Commission (SEC), Lynn K. [read post]
27 May 2011, 7:19 am
Indeed, since SOX prohibits companies from violating rules of the Securities and Exchange Commission (SEC), a whistleblower can have a reasonable belief about a violation that has nothing to do with any fraud against shareholders. [read post]
17 Oct 2013, 1:35 am
Supreme Court’s 1988 decision in Basic, Inc. v. [read post]
29 Jun 2018, 6:04 am
Tørsløv and Ludvig S. [read post]
24 Aug 2018, 4:32 am
SEC,] that faulted the appointment process for those judges. [read post]
28 Mar 2011, 7:02 pm
The Madoff liquidation case is Securities Investor Protection Corp. v. [read post]
27 Jun 2010, 6:50 pm
NOVEMBER SITTING: Bilski v. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
