Search for: "SEC v. Provident Securities, Inc." Results 1 - 20 of 1,172
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
SEC v. Medical Capital Holdings, Inc.: Misrepresentations of Corporate Health
13 Apr 2010, 9:00 am by Michael Silverman
SEC v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
A Way Forward for the SEC and Crypto: The SEC’s History of Tailoring Regulatory Frameworks for Nontraditional Securities
12 Mar 2024, 3:36 am by Jeffrey T. Dinwoodie
Coinbase, Inc., No. 23-cv-4738 (S.D.N.Y., filed Aug. 4, 2023); Defendants’ Notice of Motion and Motion to Dismiss, SEC v. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
SEC v. Ripple: Redefining the Regulation of Crypto Assets
1 Nov 2022, 8:38 am by Race to the Bottom
Even the Chamber of Digital Commerce notes in its amicus brief for SEC v. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/rttb
SEC Pays $1 Million Award to Informants in Pequot Capital Insider Trading Case
23 Jul 2010, 2:11 pm by Securites Lawprof
The SEC today announced the award of $1 million to Glen Kaiser and Karen Kaiser of Southbury, Connecticut, who provided information and documents leading to the imposition and collection of civil penalties in SEC v. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
SEC v. Sayid: District Court Denied Securities Lawyer's Motion to Dismiss SEC Fraud Allegations
27 Feb 2018, 12:00 am by David Hartley
In SEC v. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/blog/
SEC v. Mapp: SEC's Motion for Summary Judgment Granted in Part and Denied in Part
16 Feb 2018, 12:00 am by Sean Cuff
In SEC v. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/blog/
SEC Chair Gensler Speaks on Crypto and the Securities Laws
8 Sep 2022, 9:01 pm by Gary Gensler
Finally, many crypto intermediaries provide lending functions for a return.[19] Make no mistake: If a lending platform is offering and selling securities, it too comes under SEC jurisdiction. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC v. Khan: Insider Trading and the Need for Specificity
16 Nov 2010, 8:10 am by Todd Penner
  See  SEC v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
SEC Investigation Not a Covered Claim for Hertz
1 Apr 2021, 6:17 am by Astarita
District Court in New York in Hertz Global Holdings Inc. v. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC v. Landberg: Court Denies Motion to Dismiss SEC Fraud Claim Against CFO
19 Apr 2012, 5:00 am by Lina Jasinskaite
See Janus Capital Group, Inc. v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
SEC v. Pirate Investor: Publishing Insider Information
9 Dec 2009, 8:00 am
In SEC v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Kokesh v. SEC: Implications for the Statute of Limitations for Missouri Securities Enforcement Actions
24 Mar 2017, 10:16 am by John R. Phillips
(citing SEC v. [read post]
Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/
SEC Asks for Chevron Deference to Whistleblower Rule
15 Dec 2014, 1:13 pm by John Jascob
Under Chevron, U.S.A., Inc. v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
In a win for the SEC, court finds LBRY tokens are securities
9 Nov 2022, 6:18 am by Unknown
No reasonable trier of fact would reject the SEC's contention that LBC was offered as a security, the court said (SEC v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC v. Chang - Complaint
4 Mar 2018, 12:00 am by Kevin Watson
The SEC asserted Chang knowingly engaged in an insider-trading scheme and failed to disclose his ownership of securities in accordance with federal securities laws. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/blog/
SEC Files Complaint for Injunctive and Other Relief Against Craig V. Sizer and Miguel Mesa For Defrauding Investors Of Approximately $20 Million In Relation to Companies Sanomedics, Inc. and Fun Cool Free, Inc.
11 Oct 2016, 2:00 pm by Lax & Neville LLP
On September 26th, 2016, the Securities and Exchange Commission (“SEC”) filed a Complaint for Injunctive and Other Relief against Craig V. [read post]
New York Securities Lawyer Blog - http://www.newyorksecuritieslawyerblog.com/
SEC Charges Peter Kohli With Fraud in the Sale of DMS Funds
20 Nov 2016, 5:58 am by Adam Weinstein
 See SEC v. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
SEC v. Mark Cuban - The Complaint
10 Mar 2009, 8:00 am
As a result, the SEC asserts that Cuban violated Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Climate Change, West Virginia v. EPA, and the SEC’s Distinctive Statutory Mandate
5 Sep 2022, 9:05 pm by Jill E. Fisch
Council, Inc. v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
MARK CUBAN v. SEC: Cuban Seeks Injunction Compelling SEC to Produce Records Under FOIA
2 Apr 2010, 5:00 am by Andrew Woods
Litigation relating to the Securities and Exchange Commission’s (“SEC”) insider trading case against Mark Cuban (“Cuban”) continues. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/