Search for: "SEC v. Scott" Results 1 - 20 of 326
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8 Jan 2010, 1:28 pm by AdminLaw Blogger
Scott Colesanti (Hofstra) introduces himself on the Business Law Prof Blog with some comments "On SEC 'Civil' Actions" that apply generally to agencies that have both criminal and civil enforcement powers. [read post]
9 Nov 2023, 9:01 pm by renholding
I am pleased to be part of the 2023 conference on SEC Regulation Outside the United States to deliver the Fifth Annual Scott Friestad Memorial Lecture. [read post]
19 Aug 2015, 3:15 am by Broc Romanek
Below is news from Hunton & Williams’ Scott Kimpel (also see this Cooley blog): Yesterday, the DC Circuit Court of Appeals finally issued its opinion on rehearing in NAM v. [read post]
1 Jun 2008, 6:55 pm
The only times I have broken this norm have been to deny the suggestion that occasionally surfaced in the right-wing press that as a law clerk I brainwashed Justice Kennedy into not voting to overturn Roe v. [read post]
18 Feb 2021, 5:14 am
Mangan, Esq., Mangan & Ginsberg LLP, and Michael Rothstein, Defendants (Memorandum, EDPA)Not Getting Away With What You Are Trying To Get Away With On Wall Street (BrokeAndBroker.com Blog)FINRA Bars Rep Over Private Securities TransactionsIn the Matter of Scott Wayne Reed, Respondent (FINRA AWC)SEC Awards Almost $3 Million Total in Separate Whistleblower Awards (SEC Release)... [read post]
31 Mar 2021, 3:02 am by Liz Dunshee
Hunton Andrews Kurth’s Scott Kimpel alerted us that West Virginia’s Attorney General promptly responded with this letter to threaten a First Amendment lawsuit if the SEC adopts rules that require ESG disclosure. [read post]
16 Jul 2015, 3:45 am by Broc Romanek
” I forwarded this question to my go-to expert on this type of thing – Scott Kimpel of Hunton & Williams – who responded: In Free Enterprise Fund v. [read post]
22 Jul 2019, 3:00 am by John Jenkins
If you’re interested in “sentiment analysis capabilities,” don’t bother buying some crappy software license – just click on any random “Me on Facebook v. [read post]