Search for: "SEC v. Smart"
Results 1 - 20
of 136
Sorted by Relevance
|
Sort by Date
29 Mar 2021, 10:59 am
Law & Sec. [read post]
29 Aug 2017, 6:00 am
The SEC applied the classic three-prong test enunciated in SEC v. [read post]
23 Feb 2024, 6:52 am
In the complaint against the SEC in a Texas district court, Lejilex and Crypto Freedom Alliance of Texas ask for a declaratory judgment that Lejilex’s crypto exchange is not subject to SEC registration and that the crypto trades on the exchange are not sales of securities (Lejilex v. [read post]
16 Oct 2007, 8:42 pm
This is why you like to see incredibly smart people -- sometimes academics, even -- appointed to the Court of Appeals.It's an erudite, comprehensive, and incredibly good opinion. [read post]
14 Nov 2021, 8:56 pm
” SEC v. [read post]
2 May 2022, 8:31 pm
Supreme Court decision in SEC v. [read post]
8 Sep 2022, 9:01 pm
It’s not whether you rely on open-source software or can use a token within some smart contract. [read post]
3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
29 Nov 2023, 9:01 pm
Given the SEC’s clear focus on the area, we expect continued enforcement activity for the foreseeable future. [read post]
30 Nov 2018, 4:09 am
v=GCvFTvHzGu4. [read post]
1 Mar 2023, 5:07 am
In West Virginia v. [read post]
25 Mar 2011, 2:06 am
Other documents readily identified are those Fritz provided to the SEC without Smart’s consent. [read post]
28 Jul 2017, 11:36 am
In applying the “Howey” test (SEC v. [read post]
28 Jul 2017, 11:36 am
In applying the “Howey” test (SEC v. [read post]
5 Sep 2023, 9:05 pm
Supreme Court next term of Securities and Exchange Commission v. [read post]
18 Aug 2021, 3:30 am
The guy was smart enough to not trade in securities of the target company that employed him. [read post]
23 Jan 2023, 9:01 pm
The SEC suggests that it expects qualifying auctions would result in better execution. [read post]
18 Jul 2009, 7:31 am
Khuzami also outlined organizational changes under consideration with a focus on making the Enforcement Division more “strategic, swift, smart and successful,” including: • creating specialized groups of attorneys along product, market or transactional lines and increasing collaboration among staff across regions; • flattening the management structure of the Division and reducing… [read post]
9 Sep 2021, 9:13 pm
After Coinbase got a Wells Notice from the SEC, Coinbase got huffy and decided to take its case to Twitter with a thread by it's CEO calling the SEC's behavior "sketchy". [read post]
1 Aug 2017, 5:53 pm
The SEC analyzed whether DAO Tokens constituted an “investment contract” under the four part test established by the US Supreme Court in the leading case of SEC v. [read post]
