Search for: "SEC v. System Software Associates, Inc."
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2 Oct 2012, 1:08 pm
Falconstor Software, Inc. [read post]
The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
Catherine V. [read post]
31 Jan 2013, 3:07 am
Plumtree Software, Inc.). [read post]
8 Sep 2022, 9:01 pm
It’s not whether you rely on open-source software or can use a token within some smart contract. [read post]
23 Feb 2016, 7:36 am
Inc., Admin. [read post]
1 Oct 2007, 12:09 am
In addition, the software can be tailored to satisfy the most demanding compliance standards while remaining easy to use and implement. [read post]
23 Jan 2023, 9:01 pm
The SEC recently proposed a set of sweeping equity market structure reforms across four rule proposals that would make highly significant changes to how national market system (NMS) stock orders are priced, executed and reported. [read post]
26 Jul 2023, 9:01 pm
The rule makes extensions difficult beyond the initial thirty days.[16] The release dismisses other potential conflicts between the SEC’s new 8-K regime and other state and federal laws by assuming SEC rules take precedence. [read post]
18 Jul 2009, 7:31 am
Mary Schapiro was sworn in on January 27, 2009 as the twenty-ninth Chairman of the SEC. [read post]
16 Jun 2016, 2:48 pm
At the time, Morgan Stanley’s Internet filtering software did not prevent employees from accessing such ‘uncategorized’ websites from Morgan computers. [read post]
24 Oct 2018, 4:33 pm
According to the SEC, the hacker was able to take advantage of a “software vulnerability in the test filing component” of EDGAR, which “resulted in access to nonpublic information. [read post]
25 Jan 2011, 9:27 am
" Hold on a sec. [read post]
27 Jun 2013, 10:59 am
Dentrix Dental Systems, Inc., 284 P. 3d 616 (Utah, Sup.Ct.2012) Complex Systems, Inc. v. [read post]
12 Dec 2017, 4:36 pm
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
24 Jan 2020, 1:00 am
District Court for the Southern District of New York, defendants have introduced two new ways to rebut Basic Inc. v. [read post]
13 Feb 2023, 7:28 am
According to Bell, due diligence and pro-forma financials are important, but she added that there is a network effect in which entrepreneurs need to be walked into different networks to raise funds.In her prepared remarks, Bell observed that “[d]ue to systemic barriers to generational wealth and widening wealth inequity, most founders in the Black community cannot tap a network of friends or family to provide seed funding for their business, and investment opportunities to scale… [read post]
6 Jul 2021, 6:18 am
Pivotal Software, Inc. v. [read post]
19 Apr 2024, 9:27 am
For more information on SEC v. [read post]
18 Dec 2023, 2:48 pm
The National Venture Capital Association Revises its Model Legal Documents. [read post]
20 Oct 2023, 2:40 pm
On July 26, 2023, the SEC proposed new rules aiming to address conflicts of interest associated with the use of predictive data analytics (“PDA”) and other similar AI-powered tools. [read post]
