Search for: "SEC v. Unique Financial Concepts, Inc." Results 1 - 18 of 18
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12 Mar 2024, 3:36 am by Jeffrey T. Dinwoodie
Coinbase, Inc., No. 23-cv-4738 (S.D.N.Y., filed Aug. 4, 2023); Defendants’ Notice of Motion and Motion to Dismiss, SEC v. [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
  Like a cardiologist who suffers a heart attack and could uniquely empathize with patients, the SEC, after suffering the EDGAR data breach, could now uniquely empathize with the cybersecurity challenges faced by financial firms. [read post]
23 Jan 2023, 9:01 pm by renholding
  The SEC suggests that it expects qualifying auctions would result in better execution. [read post]
27 Nov 2014, 12:00 am by My name
[ii] The concept of Bitcoin comes from Satoshi Nakamoto’s paper, Bitcoin: A Peer-to-Peer Electronic Cash System. [read post]
16 Jun 2020, 2:18 pm by Kevin LaCroix
  Class action lawyers and consumer advocates argue that the reports provide a unique and rare chance to peel back veils of corporate secrecy and understand what really happened before and after a data security incident. [read post]
21 May 2020, 2:35 pm by Kevin LaCroix
” The uniqueness of COVID‑19‑related reductions may present challenging interpretation issues. [read post]
7 Jan 2019, 2:35 pm by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
12 Nov 2020, 2:18 pm by Kevin LaCroix
”[v] This means compliance must be shown not only for plaintiff Jones but also for every offer and every sale in the “offering. [read post]
8 May 2007, 5:27 am
Accessory: One who aids, counsels, procures, or com ­mands the deed perpetrated, or contributes in a sec ­ondary way, who may or may not be present at the action, before, during or after a crime. [read post]