Search for: "SEC v. Unique Financial Concepts, Inc."
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12 Mar 2024, 3:36 am
Coinbase, Inc., No. 23-cv-4738 (S.D.N.Y., filed Aug. 4, 2023); Defendants’ Notice of Motion and Motion to Dismiss, SEC v. [read post]
16 Mar 2021, 5:55 am
Prudential-Bache Sec., Inc. is the controlling case. [read post]
24 Oct 2018, 4:33 pm
Like a cardiologist who suffers a heart attack and could uniquely empathize with patients, the SEC, after suffering the EDGAR data breach, could now uniquely empathize with the cybersecurity challenges faced by financial firms. [read post]
23 Jan 2023, 9:01 pm
The SEC suggests that it expects qualifying auctions would result in better execution. [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
23 Jul 2018, 1:02 pm
BF (Butterfly) Labs, Inc., et al., No. 4:14-cv-815 (W.D. [read post]
19 Jul 2020, 7:17 am
Vasquez, Inc. v. [read post]
24 Aug 2022, 5:01 am
After West Virginia v. [read post]
20 May 2019, 9:11 am
In Vine v. [read post]
27 Nov 2014, 12:00 am
[ii] The concept of Bitcoin comes from Satoshi Nakamoto’s paper, Bitcoin: A Peer-to-Peer Electronic Cash System. [read post]
16 Jun 2020, 2:18 pm
Class action lawyers and consumer advocates argue that the reports provide a unique and rare chance to peel back veils of corporate secrecy and understand what really happened before and after a data security incident. [read post]
27 Sep 2022, 12:36 pm
” SEC v. [read post]
14 Mar 2016, 2:56 am
In Hantz Financial Services, Inc. v. [read post]
21 May 2020, 2:35 pm
” The uniqueness of COVID‑19‑related reductions may present challenging interpretation issues. [read post]
7 Jan 2019, 2:35 pm
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
12 Nov 2020, 2:18 pm
”[v] This means compliance must be shown not only for plaintiff Jones but also for every offer and every sale in the “offering. [read post]
4 Oct 2011, 8:48 pm
In Stolt-Nielsen S.A. v. [read post]
8 May 2007, 5:27 am
Accessory: One who aids, counsels, procures, or com Âmands the deed perpetrated, or contributes in a sec Âondary way, who may or may not be present at the action, before, during or after a crime. [read post]