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Securities and Exchange Commission Whistleblower Awards List
23 Sep 2013, 12:50 pm by Mary Jane Wilmoth
Eiten and National Financial Communications, Corp.Case number: 11-cv-12185 (United States District Court for the District of Massachusetts)Case filed: December 12, 2011Qualifying judgment/order: July 24, 2013 8/16/2013 11/14/2013 [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
SEC Urges
5 Mar 2010, 3:01 pm by James Hamilton
Morrison v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Cert petition pushes back on corporate ‘tag’ jurisdiction
17 Oct 2022, 7:09 am by John Jascob
The petitioners also argue that both the company and the officer were represented by counsel who was not authorized to accept service (Terraform Labs Pte, Ltd. v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Paul Weiss Discusses Second Circuit Ruling on Liability Under Rule 10b-5(a) and (c)
2 Aug 2022, 9:01 pm by Geoffrey R. Chepiga, Andrew J. Ehrlich, Walter G. Ricciardi, Kannon K. Shanmugam and Audra J. Soloway
  See SEC v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Enforcement Chief Speaks on the “Why” of SEC’s Work
3 Apr 2024, 9:01 pm by renholding
And as another example, just last month, the SEC charged 17 individuals for their role in an alleged crypto Ponzi scheme that raised $300 million from more than 40,000 investors, primarily from the Latino community.[14] Several defendants allegedly solicited investors with promises of financial freedom and “risk free” crypto and foreign exchange investments.[15] As alleged in our complaint, in true Ponzi fashion, most of the funds raised were not used for any… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Guest Post: Beware ICO Lawyers: As Regulatory Gatekeepers, You’re the Next SEC Target
29 Jan 2018, 11:28 pm by Kevin LaCroix
Some 40 or so years later, Chairman Clayton’s regeneration of Judge Sporkin’s gatekeeper liability lays the regulatory foundation for a successful and vast SEC ICO assault, which will leave some ICO lawyers looking over their shoulders, and others perhaps dashing for cover. 1970s:  SEC v. [read post]
The D & O Diary - http://www.dandodiary.com/
SEC Commissioner Urges Reform of Regulation D and Private Markets
1 Feb 2023, 9:01 pm by renholding
Before 1929, all securities markets in the United States were private and thus, dark. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Ninth Circuit Affirms Dismissal of Securities Fraud Complaint Where Alleged Misrepresentations and Omissions in Tender Offer Documents Were Immaterial
3 Mar 2009, 11:06 am
In Rubke v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Chapter 6 (Law Articulated by Regulatory Agencies: The Administrative Function): From "Elements of Law" to "Introduction to the Law and Legal System of the United States"--Building an Introductory Course to the Legal Curriculum for the 21st Century
16 Sep 2014, 11:40 am
READ PARTS I-V (pp. 101-138 in SSRN version). [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
Pinto Quintero v De Loera Barba, 2019 WL 3604615 (W.D. Texas, 2019)[Mexico] [Necessary expenses]
8 Aug 2019, 6:24 am by Joel R. Brandes
Sec., Derivative & ERISA Litig., 586 F. [read post]
A Child is Missing - http://joelbrandes.blogspot.com/
Symposium: Constitutional dodgeball and the separation of powers
21 Jun 2018, 2:06 pm by Peter Shane
Securities and Exchange Commission, along with its other much-anticipated decisions, Masterpiece Cakeshop, Ltd. v. [read post]
SCOTUSblog - http://www.scotusblog.com/
Law and Media Round Up – 8 February 2021
7 Feb 2021, 4:53 pm by INFORRM
On 5 February 2021 Nicklin J heard a trial of preliminary issue in the cases of Yousaf v Associated Newspapers Ltd and Sharif v Associated Newspapers Ltd. [read post]
Inforrm\'s Blog - https://inforrm.wordpress.com/
Second Circuit Affirms Dismissal of Shareholder’s Claims against Corporate Insider Seeking Disgorgement of "Short-Swing" Profits
11 Oct 2017, 12:00 am by Sydney Boyle
Plaintiff, a shareholder in three companies, Herbalife, Ltd., Hologic Inc., and Nuance Communications Inc. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/blog/
Beneficial Ownership, Equity Swaps, and Proxy Contests: CSX v. The Children's Investment Fund (International Views) (Part 11)
18 Jun 2008, 12:15 pm
In Ithaca (Custodians) Ltd. v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Securities Fraud: Irrevocable Liability Establishes the Locus of a Securities Transaction For Purposes of Determining Whether a Transaction was Domestic
17 Feb 2015, 10:47 am
In United States v. [read post]
Third Circuit Blog - http://circuit3.blogspot.com/
Developments in Computer, Internet and E-Commerce Law (2012-2013)
27 Jun 2013, 10:59 am by Barry Sookman
Bragg Communications Inc., 2012 SCC 46 Acanac Inc. v. [read post]
Copyright, Intellectual Property, Computer, Internet, e-Commerce Law - http://www.barrysookman.com
Chapter 13 ( The Administrative Branches: The Non-Delegation Doctrine, An Introduction ): From "Elements of Law" to "Introduction to the Law and Legal System of the United States"--Building an Introductory Course to the Legal Curriculum for the 21st Century
9 Nov 2014, 6:46 pm
United States v. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
Who will rein in the HOAs and their attorneys? - Dunning and foreclosure of assessment lien and FDCPA
5 Aug 2017, 11:50 am by Wolfgang Demino
 The COA did, in fact, foreclose on the unit. [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com
Recognition and proprietary consequences of a UK civil partnership in South Africa
6 Sep 2011, 3:36 am by Jan Neels
Related posts:Arresting a person for civil jurisdiction found unconstitutional by Supreme Court of Appeal of South Africa In Bid Industrial Holdings (Pty) Ltd v Strang and another... [read post]
Conflict of Laws .net - http://conflictoflaws.net
Top labor and employment developments in June 2018
13 Jul 2018, 4:56 am by Kathy Kapusta
On June 4, the Court decided Masterpiece Cakeshop, Ltd. v. [read post]
WKL&B WOrkDay Blog - http://www.employmentlawdaily.com/index.php/blog