Search for: "SEC v. World-Wide Coin Investments, Ltd." Results 1 - 3 of 3
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29 Jan 2018, 11:28 pm by Kevin LaCroix
Some 40 or so years later, Chairman Clayton’s regeneration of Judge Sporkin’s gatekeeper liability lays the regulatory foundation for a successful and vast SEC ICO assault, which will leave some ICO lawyers looking over their shoulders, and others perhaps dashing for cover. 1970s:  SEC v. [read post]
1 Feb 2023, 9:01 pm by renholding
Many would say, in fact, that large private issuers are backed by the most sophisticated investors in the world and don’t need the SEC to impose disclosure or corporate governance protections. [read post]
2 Jan 2018, 5:08 pm by Kevin LaCroix
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]