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Securities Cases: Massachusetts Charges Royal Alliance Over Unsuitable Investment Advice, Ex-Schwab Rep. is Fined For Alleged False Statements, and Texas Broker Accused of Bank Fraud Gets His CFP Designation Suspended
24 Jan 2019, 1:16 pm by ccollins
Investor Fraud Lawyers At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) our investor lawyers work with clients that have lost money due to broker fraud, broker negligence, and inadequate supervision by a brokerage firm. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ex-UBS Puerto Rico Broker Jose “Whopper” Ramirez Pleads Guilty to Bank Fraud
21 Nov 2018, 10:57 am by ccollins
Contact SSEK Law today to request your free case consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Investor Fraud Crimes: Ex-Hedge Fund Manager and Investment Advisor Sentenced | Securities Fraud Attorney
10 Apr 2019, 9:08 am by ccollins
Contact the SSEK Law Firm today for a free, no obligation consultation of your case. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Criminal Securities Fraud: Jury Convicts Former NJ Investment Manager Over $10M Ponzi Scam and Wilmington Trust Executives Get Prison Term of Six Years
21 Dec 2018, 4:50 am by ccollins
Contact SSEK Law Firm today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Buckman, Buckman & Reid To Pay Customers $205K
2 May 2019, 1:22 pm by ccollins
Contact SSEK Law Firm today if you were represented by a Buckman, Buckman, & Reid broker or any other broker and you suspect your losses may be due to excessive trading or another type of fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Investor Fraud: Investment Adviser Pleads Guilty to Retirement Fund Fraud, Stock Research Firm is Sued in Alleged Pump-and-Dump Scam That Targeted Seniors, and A Rabbi is Accused of Running a $35M Ponzi Scam
23 Nov 2018, 4:06 am by ccollins
Contact SSEK Law Firm today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Texas Investor Says Kalos Capital Advisor Inappropriately Recommended GPB Private Placements
5 Aug 2019, 10:38 am by ccollins
 Contact SSEK Law Firm to request your free, no obligation case consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Investment Fraud: Madoff Ponzi Scam Victims Receive Another $695M, Ex-Royal Alliance Associates Investment Adviser Pleads Guilty To Stealing $3M From Customers, and MoneyGram Investor Proposes Lawsuit After $125M Settlement
4 Dec 2018, 11:32 am by ccollins
Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) represents investors nationwide in recouping their investor fraud losses. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Aequitas Ponzi Fraud Case Results in $234.6M Settlement
16 Jul 2019, 9:04 am by ccollins
Over the years, Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has found that filing your own claim with the help of an experienced investor fraud law firm increases your chances of maximizing your recovery. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Stanford Ponzi Fraud Victims Awarded $1.4M
16 May 2019, 8:27 am by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today for a free case evaluation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ex-Cetera Financial Group Adviser Named in 27 Customer Disputes
24 Jun 2019, 12:49 pm by ccollins
If you are an investor who sustained suspect losses while represented by Nina Jessee, George Merhoff, or another Cetera broker, contact our broker misconduct lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) so that we can help you determine whether you have grounds for an investor fraud claim. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
FINRA Suspends Ex-Securities America Broker
13 Dec 2018, 1:07 pm by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Another Ex-LPL Broker Barred Following Misrepresentation Allegations
11 Jun 2019, 11:57 am by ccollins
Please contact one of our LPL Financial fraud lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) so that we can help you find out whether you have grounds for an investor claim. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Commodity Futures Trading Commission Orders Couple Who Pleaded Guilty in $11M Futures Trading Scam to Pay Restitution
13 Feb 2019, 2:30 pm by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) to request your free, no obligation case consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Puerto Rico UBS Closed-End Mutual Fund Fraud Lawsuit Goes to Arbitration
8 Nov 2018, 9:05 am by ccollins
SSEK Law Firm In Puerto Rico and the U.S. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Nomura Settles Two MBS Fraud Cases for $25M
22 Jul 2019, 9:09 am by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) so we can provide you a free, no obligation initial case consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Texas Real Estate Developer Faces SEC Charges Over Alleged Multimillion-Dollar Ponzi Scam
28 Jan 2019, 10:04 am by ccollins
Texas Investor Fraud Lawyers Our Texas securities attorneys at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) represents investors throughout the state. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Unregistered Investment Adviser Accused in $29M Ponzi Scam
3 Apr 2019, 7:52 am by ccollins
At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm), we represent investors nationwide in helping them get back the money they lost because of investor fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
US Government Sues UBS for Residential Mortgage-Backed Securities Fraud
15 Nov 2018, 4:00 am by ccollins
(JPM) Residential Mortgage-Backed Securities Fraud LawyersShepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) represents investors that have suffered losses due to RMBS fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Latest SEC Whistleblower Award is $50 Million | Securities Fraud Attorney
5 Apr 2019, 2:13 pm by ccollins
Throughout the years, Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has helped investors in recouping their fraud losses. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/