Search for: "Safe Harbor Ventures, Inc."
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12 Mar 2024, 3:36 am
Payward, Inc.; Payward Ventures, Inc. [read post]
8 Mar 2024, 6:00 am
This safe harbor defines fee amounts below which a bank is presumed compliant with a 2009 statutory ban on excessive card fees. . . . [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
9 Nov 2023, 9:01 pm
This rule provided Crown Bridge with a safe harbor from the statutory definition of being an “underwriter,”[8] which allowed the firm to resell shares from converted notes without the need to register the resales under the Securities Act. [read post]
1 Nov 2023, 9:01 pm
DOJ Extends Self-Reporting Safe Harbors, Including Leniency, to Merging Parties Key Point: When companies are part of an acquisition, their review and diligence should include efforts to promptly identify and report any inherited misconduct to take advantage of DOJ’s new Mergers & Acquisitions Safe Harbor policy. [read post]
20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
6 Mar 2023, 9:01 pm
Good morning and thank you, [Columbia Law School] Dean [Gillian] Lester, for the introduction. [read post]
13 Feb 2023, 7:28 am
Mac Conwell, Founder and Managing Partner of RareBreed Ventures, offered a personal story of why the ICAN Act is needed. [read post]
10 Feb 2023, 1:24 pm
The withdrawal of this safe harbor, particularly with respect to employee compensation, will allow the Department to redouble its efforts in this area and should prompt caution on the part of clients who rely on such information in their businesses. [read post]
1 Feb 2023, 9:01 pm
The Rule 506 safe harbor provides insulation from state blue sky laws and, as I’ve mentioned, from the registration provisions of the federal securities laws. [read post]
15 Dec 2022, 8:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 4:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
27 May 2022, 7:49 am
Shelter Capital, where Veoh qualified for 512(c) but Veoh’s investors did not–that’s a bad safe harbor design because it gives plaintiffs an easy workaround that undermines the point of the safe harbor). [read post]
8 Dec 2021, 11:27 am
Clients, Friends, Associates: As we near the end of 2021, we have developed a checklist to help managers effectively oversee the business and regulatory landscape for the coming year. [read post]
8 Dec 2021, 7:27 am
Clients, Friends, Associates: As we near the end of 2021, we have developed a checklist to help managers effectively oversee the business and regulatory landscape for the coming year. [read post]
15 Nov 2021, 9:32 am
” A safe harbor isn’t very useful if it’s not available on a motion to dismiss. [read post]
22 Dec 2020, 9:43 am
December 16, 2020 Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful, sometimes chaotic, 2020, dominated by the emergence of the novel coronavirus (“COVID-19”). [read post]
12 Nov 2020, 2:18 pm
Richard M. [read post]
20 Oct 2020, 8:17 am
Section 230(c)(1) provides an immunity from suit; Section 230(c)(2) provides a safe harbor. [read post]
18 May 2020, 6:33 pm
Over the course of the last few months, lawyers have been deluged with articles about COVID-19 and force majeure, much of them containing quite similar content and analysis. [read post]