Search for: "Sale of Practice Division of Fees"
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9 May 2024, 2:00 pm
We have all legal documents, sales tax, and clients ready! [read post]
13 Apr 2024, 5:35 am
As the Department of Justice zeroes in on the realtor association’s rules concerning broker commissions, a primary complaint is that the fees paid by homebuyers—which are then divided between the buyer’s and seller’s agents—inflate the cost of homeownership in America, a country with over 1.5 million realtors, outnumbering homes for sale. [read post]
12 Apr 2024, 6:00 am
Dick Durbin opted to postpone a Senate Judiciary hearing this week focused on Visa and Mastercard’s business practices after CEOs of the credit card companies declined to appear Tuesday. [read post]
10 Apr 2024, 5:08 pm
Falsely reported average sales prices cost the Medicare system hundreds of millions of dollars and we will make every effort to prevent such practices. [read post]
29 Mar 2024, 6:00 am
Merchants are expected to save $30 billion in swipe fees, also known as interchange fees, over five years. [read post]
27 Mar 2024, 9:01 pm
The DOJ said that these factors may include fees, interest rates, branch locations, product variety, network effects, interoperability and customer service. [read post]
18 Mar 2024, 6:30 am
In last week’s letter to DSA, Division of Marketing Practices Associate Director Lois Greisman restated a position expressed during the Neora trial and at recent industry events that the “primary source” test for differentiating a legitimate business from an illegal pyramid scheme does not exist, and that industry has misinterpreted the 2004 Staff Advisory Opinion. [read post]
14 Mar 2024, 6:19 pm
Massachusetts Regulators reach Settlement with Next Financial As we reported in January 2020, the Massachusetts Securities Division reportedly reached a settlement and fined Next Financial $150,000 for alleged sales practice violations and a failure to supervise, including the purported unsuitable sales of non-traded REITs by Kulch. [read post]
8 Mar 2024, 4:02 am
Sometimes, a keyword with lower volume but very relevant to your practice could be more valuable than a generic high-volume term. [read post]
27 Feb 2024, 2:21 pm
United Talent Agency (UTA), one of the major talent agencies in the United States, launched its fine arts division in 2015. [read post]
26 Feb 2024, 8:59 am
Given these finding, it seems odd that the wife’s request for counsel fees was denied. [read post]
21 Feb 2024, 9:45 am
DOJ also has shown a willingness to bring civil enforcement actions involving labor practices, and both the FTC and Antitrust Division committed to consider the impacts of mergers on workers in their revised Merger Guidelines, which were published in December 2023. [read post]
13 Feb 2024, 9:05 pm
Other technical rules include changes to the SEC’s rules of practice, delegations of authority to heads of SEC divisions, changes in fee schedules, and so on. [read post]
8 Feb 2024, 7:47 am
For these violations, WHD required Sales to pay the wrongfully denied wages and assessed $53,536 in civil money penalties. [read post]
2 Jan 2024, 12:56 pm
The directors’ and officers’ liability environment is always changing, but 2023 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
18 Dec 2023, 2:48 pm
The Division of Examinations publishes an annual list of priorities to signal its interest in particular compliance risk areas, of which advisers should be mindful. [read post]
17 Dec 2023, 9:05 pm
For one thing, Bowles’s division of the world into three buckets of compliance propensities was aimed at describing individuals—not business firms. [read post]
15 Dec 2023, 6:55 am
The SEC has filed a complaint in US District Court for the Northern District of Texas, Fort Worth Division against Agridime, LLC, and its co-founders Joshua Link and Jed Wood regarding the sale of unregistered securities called “Cattle Contracts. [read post]
13 Dec 2023, 7:47 am
The Appellate Division reversed. [read post]
12 Dec 2023, 11:20 pm
It’s been a long road for GPB Capital investors, beginning in 2018 when William Galvin and the Massachusetts Securities Division launched an investigation into the “sale practices” of 63 Broker Dealers who were selling the GPB capital private placements. [read post]
