Search for: "Sale of Practice Division of Fees"
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13 May 2017, 7:45 am
” Massachusetts found that any concerns concerning Zullo’s practices were ignored. [read post]
14 Jun 2011, 9:39 am
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINEInitial foreclosure filings and final foreclosure sales in Colorado’s 12 biggest counties fell for the sixth consecutive month, the state Division of Housing reported Tuesday. [read post]
21 Apr 2015, 6:01 am
Even Apple once sold patents to a non-practicing entity (which I believe Apple wouldn't do again since it has meanwhile had to defend itself against at least one privateer). [read post]
29 Aug 2018, 10:07 am
Cunningham often used proceeds of the sales to buy other UITs. [read post]
15 Apr 2011, 5:39 am
New Jersey law provides that upon the conveyance of a unit and/or home via sheriff's sale, the purchaser of that unit and/or home at the sheriff's sale must begin the payment of regular assessments and fees going forward. [read post]
2 Jul 2012, 5:30 am
After this experience, I secured an internship at the Attorney General’s Office in the Child Support Division. [read post]
24 Nov 2015, 11:12 am
The new California law recognizes the widespread practice of payment of finder’s fees to unregistered persons and acknowledges the need to legalize this practice to promote capital formation in small business. [read post]
24 Dec 2013, 11:58 am
The new Direction provides for the transfer of existing and new claims to the Chancery Division and the appointment of a designed judge, Mr Justice Sales, for the purpose of further case management and trial or trial of issues arising from such claims. [read post]
4 Dec 2010, 5:14 am
Of the remaining amount, $86,462 covers civil penalties and $37,000 covers investigative costs and attorneys’ fees. (1) The settlement stipulates that $50,000 of the penalties amount will be suspended for a year. [read post]
8 Mar 2021, 5:48 am
For the upcoming year’s examinations, Driscoll said that the Division intends to look at the mainstays of fees and expenses, valuations, disclosures, affiliations, cross-trades, distressed sales. [read post]
13 Jan 2017, 4:50 am
The review of clearing agencies will be determined through a risk-based approach in collaboration with the Division of Trading and Markets. [read post]
12 Oct 2021, 7:33 am
These include “whether division is practicable, whether the resulting division would materially diminish property value, evidence of duration of ownership, sentimental attachments, use by owners, and contribution to taxes and other expenses associated with use of the land. [read post]
14 Jan 2010, 9:40 am
“Groups” Exception The definition in Section 6509-a, continues with an exception: Nothing contained in this section shall prohibit such persons from practicing as partners, in groups or as a professional corporation or as a university faculty practice corporation nor from pooling fees and moneys received, either by the partnerships, professional corporations, university faculty practice corporations or groups by the individual members thereof, for… [read post]
4 Jan 2019, 4:50 am
Porrino and the Division of Consumer Affairs today announced that a Middlesex County car dealership has agreed to pay $136,000 and change the way it does business in order to resolve the Division’s consumer fraud investigation of the dealership’s advertising, sales, and leasing practices. [read post]
19 Jan 2012, 8:29 am
For example, the sale of a house for $200,000 with different listing and selling real estate agents would result in an undisclosed hidden transaction settlement fee of $480. [read post]
3 Jan 2013, 6:15 am
The CFA states that it is unlawful for any person to use any unconscionable commercial practice in the sale of any goods, services, or even real estate in some cases. [read post]
18 Mar 2021, 7:43 am
The Division will continue to focus on risks associated with fees and expenses, complex products, best execution, and undisclosed or inadequately disclosed, compensation arrangements.Fraud, Sales Practices, and Conflicts Examinations will focus on the appropriateness of recommendations and advice provided to retail investors, with a particular emphasis on: (1) seniors, including recommendations and advice made by entities and individuals targeting retirement… [read post]
28 Jun 2018, 7:23 am
The SEC found that many respondent investment advisers disclosed that they “may” receive 12b-1 fees from the sale of mutual fund shares and that 12b-1 fees “may” create a conflict of interest. [read post]
16 Apr 2013, 9:36 am
Perhaps through its presence exams, the SEC staff recognizes that the practice of charging these transaction fees is fairly common among certain private equity fund managers. [read post]
19 Apr 2018, 8:32 am
According to Avakian’s speech, some common issues involving retail investors that the Enforcement Division has, and continues to, encounter include the following: Investment professionals directing retail investors to mutual fund share classes with greater fees, when the retail investors are able to invest in share classes of the same fund that charge lower fees; Misconduct involving wrap-fee accounts, such as not informing investors of the extra costs of… [read post]
