Search for: "Salomon Smith Barney, Inc."
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8 Nov 2008, 1:48 am
Plaintiffs alleged that an influential research analyst, Jack Grubman, employed by Salomon Smith Barney, Inc. [read post]
8 Nov 2008, 1:48 am
Plaintiffs alleged that an influential research analyst, Jack Grubman, employed by Salomon Smith Barney, Inc. [read post]
22 Jun 2011, 7:11 pm
Salomon Smith Barney, Inc. held a participant may sue a non-fiduciary for "other appropriate equitable relief" under ERISA § 502(a)(3). [read post]
3 Aug 2020, 1:36 pm
(CRD# 35844), Salomon Smith Barney Inc. [read post]
20 Jun 2012, 10:02 pm
Salomon Smith Barney Inc., 530 U.S. 238 (2000) (Monday); June 15, 2006 – Howard Delivery Service v. [read post]
4 Dec 2020, 1:55 pm
Salomon Smith Barney Inc. [read post]
4 Sep 2009, 2:04 pm
(NFP).She has also held positions with Salomon Smith Barney and CIBC World Markets(formerly Oppenheimer & Co., Inc.). [read post]
23 Nov 2018, 4:06 am
Cody was previously registered with Salomon Smith Barney and Merrill lynch Pierce, Fenner & Smith Inc. [read post]
24 Jan 2022, 1:43 pm
Jared Poe Morgan Stanley Smith Barney Morgan Stanley & Co Incorporated Yousuf Salijooki Wordon Capital Management LLC Salomon Whitney Financial Dudley Stephens Coastal Equities, Inc. [read post]
2 Apr 2009, 8:36 am
Salomon Smith-Barney, Inc., 218 F.R.D. 149 (S.D. [read post]
29 Mar 2007, 5:51 am
Salomon Smith Barney Inc., 398 F.3d 294 (3d Cir.2005), defense attorneys sought reconsideration on the ground that because the court dismissed Counts 7-10 under SLUSA, the court was required to dismiss the entire class action. [read post]
6 Dec 2006, 9:30 am
The allegations focused on analyst conflicts, but two of those banks, Credit Suisse First Boston and Salomon Smith Barney (now Citigroup) were also charged with IPO spinning. [read post]
6 Jan 2011, 5:00 am
Salomon Smith Barney, Inc. , 39 Cal.4th 95 (2006). [read post]
14 Sep 2020, 7:14 am
Among his more recent employers are Salomon Smith Barney in New York, Cascade Investment Group in Colorado Springs, and Sanders Morris Harris Inc. also based in Colorado Springs. [read post]
14 Sep 2020, 7:14 am
Among his more recent employers are Salomon Smith Barney in New York, Cascade Investment Group in Colorado Springs, and Sanders Morris Harris Inc. also based in Colorado Springs. [read post]
13 Sep 2007, 6:19 am
While Defense Failed to Timely Remove Class Action to Federal Court Thereby Necessitating Remand of the Class Action Complaint to State Court, the Class Action Claims are Precluded by SLUSA (Securities Litigation Uniform Standards Act) thus Entitling Defense to Judgment in State Court Illinois District Court Holds Plaintiff filed a putative class action in Illinois state court against securities brokerage firm Citigroup, as successor in interest to Salomon Smith… [read post]
29 Jun 2011, 7:16 pm
Salomon Smith Barney, Inc., 530 U.S. 238 (2008) which examined a similar issue with respect to § 1132(a)(3) and noted that the section “makes no mention at all of which parties may be proper defendants—the focus, instead, is on redressing the ‘act or practice which violates any provision of [ERISA Title I]’” Given the Supreme Court’s analysis of § 1132(a)(3), the Ninth Circuit could “see no reason to read a… [read post]
29 Jun 2011, 8:15 am
Salomon Smith Barney, Inc., 530 U.S. 238 (2000), the Supreme Court addressed a similar question of who can be sued under a similar statute, 29 U.S.C. [read post]
27 Jun 2011, 10:48 am
Salomon Smith Barney, Inc., 530 U.S. 238 (2000), the Supreme Court had addressed the question of who can be sued under a different subsection of Section 1132(a), specifically subsection 1132(a)(3). [read post]
27 Jun 2011, 12:02 pm
Salomon Smith Barney, Inc., 530 U.S. 238 (2000), the Supreme Court had addressed the question of who can be sued under a different subsection of Section 1132(a), specifically subsection 1132(a)(3). [read post]
