Search for: "Santander Financial Services, Inc."
Results 1 - 20
of 36
Sort by Relevance
|
Sort by Date
21 Apr 2022, 7:18 am
His previous employers are Santander Securities LLC (CRD#:41791) of North Andover, MA, Citizens Securities, Inc. [read post]
15 Oct 2021, 9:17 am
Plaid’s technology lets financial-services firms verify users’ bank accounts and funding via an application programming interface to support payments, funds transfer, a [read post]
15 Oct 2021, 9:17 am
Plaid’s technology lets financial-services firms verify users’ bank accounts and funding via an application programming interface to support payments, funds transfer, a [read post]
6 May 2021, 8:24 am
In the past few years, new financial products and delivery mechanisms have been introduced that work with traditional banking services. [read post]
8 Mar 2021, 12:53 pm
Paul Stanford Santander Securities LLC Ameriprise Financial Services, Inc. [read post]
19 Feb 2021, 7:40 am
Paul Stanford Santander Securities LLC Ameriprise Financial Services, Inc. [read post]
4 Dec 2020, 1:23 pm
Wells Fargo Clearing Services, LLC Paul Stanford Santander Securities LLC Ameriprise Financial Services, Inc. [read post]
23 Oct 2020, 8:03 am
Terrence Diehl LPL Financial LLC Private Advisor Group Alex Herrera UBS Financial Services Inc. [read post]
6 Oct 2020, 8:42 am
Creditors who grant and/or carry out servicing activities for certain mortgage loans (where debtors are individuals), are required to register with the BoS. [read post]
23 Jul 2020, 7:22 am
In January, Visa Inc. said it would acquire San Francisco-based Plaid Inc. for a robust $5.3 billion, wrapping the fintech company’s technology that allows users to easily connect their financial accounts with thousands of online applications into the payment processor’s global business. [read post]
20 May 2020, 2:25 pm
Fagenson, David Newbridge Securities Corp UBS Financial Services Inc. [read post]
20 May 2020, 2:17 pm
Morgan Securities LLC HSBS Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services Group, Inc Bailey, Michael PFS Investments Inc Bisch, Sarah Santander Securities LLC Edward Jones Bishop, Tywan Charles Schwab & Co., Inc E Trade Securities LLC Borja, Mauricio Allstate Financial Services, LLC … [read post]
8 May 2020, 9:36 am
Paul Ross Hantz Financial Services, Inc. [read post]
24 Dec 2019, 7:38 am
According to FINRA Disciplinary actions for December 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Amparo, Nelson Citizens Securities, Inc Santander Securities LLC Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Brown, Andrew Worden Capital… [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services … [read post]
20 Nov 2018, 7:18 am
He noted that there are solutions that currently exist, and urged Broadridge Financial Solutions, which provides proxy voting services, to think how it can make its system simpler. [read post]
8 Nov 2018, 9:05 am
UBS Financial Services, Inc. [read post]
25 Oct 2018, 8:23 am
A Financial Industry Regulatory Authority panel is ordering UBS Financial Services Inc. [read post]
27 Sep 2018, 12:38 pm
Broadridge Financial Solutions Inc., a corporate services company that provides a variety services for annual meetings, was recently granted a patent for proxy voting using blockchain technology. [read post]
18 Jul 2018, 10:00 pm
Boston Capital, Bolton Global Capital, Advisory Group Equity Services, Moors & Cabot, Inc., Detwiler Fenton & Co., BTS Securities, and Winslow, Evans & Crocker. [read post]
