Search for: "Schwab YieldPlus Fund" Results 21 - 40 of 88
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
16 Jun 2008, 4:41 pm
The San Francisco-based company is accused in eight proposed class-action suits of misleading investors by describing its YieldPlus mutual fund in prospectuses as only "marginally" riskier than cash. [read post]
20 Apr 2010, 9:46 am
Charles Schwab has agreed to settle a securities class action lawsuit filed in San Francisco federal court on behalf of investors who purchased its YieldPlus Fund. [read post]
20 Apr 2010, 8:46 am by Brett Alcala
Charles Schwab has agreed to settle a securities class action lawsuit filed in San Francisco federal court on behalf of investors who purchased its YieldPlus Fund. [read post]
11 Jan 2011, 8:44 pm
Today, Charles Schwab & Co. and Charles Schwab Investment Management agreed to settle securities fraud charges filed by the Securities & Exchange Commission (SEC) stemming from the YieldPlus fund. [read post]
17 Nov 2009, 2:14 pm by Page Perry LLC
A federal court recently certified a class action against Charles Schwab & Company, Inc. brought on behalf of investors in the Schwab YieldPlus Fund. [read post]
10 Sep 2009, 7:58 am
A California federal court has issued an order allowing a Schwab YieldPlus Fund lawsuit filed against Charles Schwab to proceed as class action. [read post]
14 Oct 2009, 12:28 pm by Brett Alcala
Investors who purchased shares of the Schwab YieldPlus Fund that qualify as class members will be automatically included in the class action, unless they submit a request for exclusion from class membership. [read post]
9 Nov 2009, 8:31 am
A federal court recently certified a class action against Charles Schwab & Company, Inc. brought on behalf of investors in the Schwab YieldPlus Fund. [read post]
15 Oct 2009, 8:52 am
Accordign to the filing, the Company has been responding to civil litigation claims and regulatory investigations regarding two fixed income mutual funds, the Schwab YieldPlus Fund(R) and the Schwab Total Bond Market Fund(TM). [read post]
14 Apr 2010, 8:25 am
Schwab touted its YieldPlus Fund as a near cash equivalent or money market fund. [read post]
1 Oct 2009, 11:01 am
Schwab's deception of an experienced hedge fund manager about the true facts and risks of the YieldPlus Fund shows that all YieldPlus investors were similarly deceived. [read post]
12 Nov 2010, 12:51 pm by Page Perry LLC
The Charles Schwab Corp. filed a notice of withdrawal from a settlement that it had negotiated to end a class action regarding the mismarketing of its YieldPlus Fund, according to a Law360 article by Pete Brush. [read post]
7 May 2010, 5:00 am by Katharine Jensen
  The plaintiffs to the suit are shareholders of the Schwab YieldPlus Fund, an ultra-short bond fund that invested primarily in fixed income instruments, including mortgage-backed securities and corporate bonds. [read post]
16 Sep 2009, 7:43 am
"Although Charles Schwab represented the Schwab YieldPlus Fund Select Shares (SWYSX) and the Schwab YieldPlus Investor Shares (SWYPX) (the "YieldPlus Funds") as safe conservative cash alternatives to investors, the evidence established that the YieldPlus funds were over concentrated in toxic mortgage backed securities," said attorney Ryan Bakhtiari who represented Mr. [read post]
9 Nov 2010, 8:24 am
The San Francisco Chronicle reported today that Charles Schwab plans to terminate their agreement to settle a class action lawsuit filed on behalf of shareholders in Schwab's YieldPlus fund--an ultra-short-term-bond fund. [read post]
10 Sep 2009, 4:13 pm
A San Francisco federal judge has issued an order certifying a class action lawsuit against Charles Schwab & Co. alleging securities law violations in connection with Schwab's beleaguered YieldPlus Fund. [read post]
14 Oct 2009, 11:13 am by Ross B. Intelisano
The Charles Schwab YieldPlus Fund class action suit has generated some serious questions for investors to consider. [read post]