Search for: "Sec v. American Board of Trade"
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11 May 2012, 2:00 am
Ass’n of American Physicians & Surgeons, Inc. v. [read post]
5 Oct 2022, 6:30 am
Bebchuk, Kobi Kastiel, and Roberto Tallarita; and Restoration: The Role Stakeholder Governance Must Play in Recreating a Fair and Sustainable American Economy—A Reply to Professor Rock (discussed on the Forum here) by Leo E. [read post]
19 Sep 2011, 2:00 am
The SEC further stated that the staff had considered the 2010 report of a task force of the Committee on Federal Regulation of Securities of the American Bar Association on the use of derivatives and leverage by funds (the “2010 ABA Derivatives Report”),[4] which the SEC cites extensively throughout the Release. [read post]
22 Jul 2011, 1:26 pm
So were similar decisions striking down rules on the same basis in American Equity v. [read post]
13 Dec 2019, 6:00 am
Elections Posted by Michael Sozan, Center for American Progress, on Friday, December 6, 2019 Tags: Accountability, Citizens United v. [read post]
21 Aug 2010, 5:00 am
In Fleszar v. [read post]
3 Dec 2009, 2:35 pm
., v. [read post]
3 Feb 2017, 6:04 am
Securities and Exchange Commission, on Monday, January 30, 2017 Tags: Broker-dealers, Capital formation, Disclosure, Dodd-Frank Act, Financial regulation, Financial technology, Investor protection, JOBS Act, SEC, SEC enforcement, Securities enforcement, Securities regulation The Common Law Corporation: The Power of the Trust in Anglo-American Business History Posted by John D. [read post]
11 Jan 2008, 10:09 am
Cox, alluding to the AFSCME v. [read post]
28 Jan 2014, 4:22 pm
Dept. of Labor’s Administrative Review board rejected the First Circuit’s rationale in a subsequent case before the agency, Spinner v. [read post]
22 Jun 2018, 6:01 am
Brownback and V. [read post]
26 Feb 2019, 5:12 am
On March 5, 2019, the Supreme Court of Ohio will hear oral argument in the case of New Riegel Local School District Board of Education et al. v. [read post]
9 Aug 2019, 2:00 am
https://corpgov.law.harvard.edu/2019/08/07/diversified-portfolios-do-not-reduce-competition/ Corzine Hedge Fund Firm Granted SEC Registration With Limits by Limes WeissBloomberg The SEC order includes “trading parameters” that bar JDC-JSC from engaging in proprietary trading and require it to have a “reasonable basis” to expect that, under normal conditions, each of its funds could be “orderly liquidated” within… [read post]
12 Dec 2017, 4:36 pm
According to the SEC’s order, before any tokens were delivered to investors, Munchee refunded investor proceeds after the SEC intervened. [read post]
13 Jan 2016, 5:05 pm
The SEC subsequently mandated that publicly traded U.S. companies submit various periodic reports to the agency in a timely fashion, including an annual financial report. [read post]
23 Apr 2023, 9:01 pm
We now live in the age of electronic trading and generative AI. [read post]
24 Jun 2011, 6:00 am
Supreme Court rejected federal nuisance lawsuits filed against power companies for harms from climate change, holding in American Electric Power Co. v Connecticut that the EPA’s authority to regulated greenhouse gases under the Clean Air Act displaced federal common law claims over climate change.In an effort to deter smoking and educate the public, the Food and Drug Administration (FDA) unveiled new graphic warning labels for cigarettes.The Federal Trade Commission… [read post]
14 Jun 2023, 9:05 pm
See Chiarella v. [read post]
1 Feb 2023, 9:01 pm
Before I begin, let me make my standard disclaimer – the views I express today are my own and do not necessarily represent the views of the SEC or my fellow Commissioners. [read post]
22 Jul 2011, 7:37 pm
SEC and in Chamber of Commerce v. [read post]
