Search for: "Sec v. American Board of Trade"
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5 May 2017, 6:14 am
Stout, Cornell Law School, on Thursday, May 4, 2017 Tags: Accountability, Citizens United v. [read post]
8 Nov 2022, 11:43 am
SEC that the SEC’s process for appointing ALJs was unconstitutional. [read post]
7 Aug 2018, 9:07 am
(DBSI), a registered broker-dealer, settled with the SEC for nearly $75 million for mishandling certain "pre-released" American Depository Receipts (ADRs). [read post]
8 Aug 2018, 7:25 am
Public Company Accounting Oversight Board, the court in 2010 struck down a restriction on the president’s authority to remove members of the PCAOB (an agency within the SEC), who could be removed only for cause by an order of the SEC, whose members could themselves be removed only for cause. [read post]
16 Sep 2014, 11:40 am
READ PARTS I-V (pp. 101-138 in SSRN version). [read post]
1 Jun 2009, 4:19 am
American Acquisition, LLC v. [read post]
30 Nov 2018, 6:06 am
., on Friday, November 23, 2018 Tags: Compensation ratios, Equity-based compensation, Executive Compensation, Firm performance, Management, Ownership, Shareholder value, TSR Retail, Remedies, Resources and Results: Observations From the SEC Enforcement Division 2018 Annual Report Posted by Robin Bergen, Matthew Solomon, and Alexis Collins, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, November 24, 2018 … [read post]
18 May 2009, 9:00 am
The case is Free Enterprise Fund v. [read post]
28 Jun 2010, 2:11 am
Supreme Court’s decision in Morrison v. [read post]
24 Aug 2007, 8:04 am
American International Group). [read post]
26 Aug 2022, 6:30 am
Birnbaum, and Haimavathi V. [read post]
26 Aug 2022, 6:30 am
Birnbaum, and Haimavathi V. [read post]
16 Aug 2019, 6:00 am
Securities and Exchange Commission, on Friday, August 9, 2019 Tags: Capital formation, Innovation, Investor protection, IPOs, Public firms, SEC, SEC rulemaking, Securities enforcement, Securities regulation Finalized Volcker Rule Amendments Posted by V. [read post]
30 Jul 2012, 5:08 am
We are providing here: DOL amicus brief to the First Circuit in Lawson SEC amicus brief to the First Circuit in Lawson Lawson v. [read post]
3 Mar 2016, 1:17 pm
American Realty Capital Properties, Inc. [read post]
15 Feb 2024, 9:01 pm
This includes front-running, meaning if you get a customer order, you aren’t supposed to trade in front of your customers. [read post]
6 Aug 2015, 6:21 pm
************************************* Every board now knows its company will fall victim to a cyber-attack, and even worse, that the board will need to clean up the mess and superintend the fallout. [read post]
2 Dec 2009, 5:51 am
Even lower federal courts seem to “want in†on the movement for a broader interpretation of directors’ fiduciary duties, as illustrated by Judge Rakoff’s rejection of the SEC v. [read post]
13 May 2020, 8:24 am
The company is also facing an SEC investigation, is the subject of a class action lawsuit, and is conducting an investigation into possible wrongdoing by CEO Michael V. [read post]
22 Sep 2020, 7:24 am
U.S.; Franchise Tax Board of California v. [read post]
