Search for: "Securites And Exchange Commission"
Results 61 - 80
of 238
Sort by Relevance
|
Sort by Date
13 Jan 2020, 5:00 am
Thereafter, it is expected to deliver a final report to the European Commission by end of March 2020. [read post]
15 Aug 2019, 11:24 pm
Late in the game, the FMC even bought a financial institution (UNION FEDERAL SAVINGS BANK, now defunct) outright to have even greater control over the make-money-quick scheme and mix its own harvest of high-interest subprime lemons into the securitization pool in 2017. [read post]
11 May 2019, 8:43 am
Examples of token issuance platforms include Securitize, Polymath, tZERO, Securrency, Harbor, and Swarm, among others. [read post]
14 Feb 2019, 4:44 am
Designation of the Autorité des marchés financiers as a competent authority to supervise activities relating to securitization. [read post]
20 Mar 2018, 9:34 am
Securities and Exchange Commission (the “SEC”), the Federal Housing Finance Agency, and the Department of Housing and Urban Development (collectively, the “Agencies”) implemented the credit risk retention requirements of Dodd-Frank. [read post]
8 Jan 2018, 10:15 am
The investors’ money was supposed to be issued to lenders in the form of securitized mortgages. [read post]
5 Oct 2017, 5:20 pm
The First Marblehead Corporation played the key role in origination and securitization and pocketed millions of dollars in the double-digits from each trust-transaction ($89,705.866.00 for Trust 2007-1, $88,424,309.00 for Trust 2007-4). [read post]
NCSLT Litigation Moratorium? – Expect confusion, inconsistent implementation, and need for follow-up
22 Sep 2017, 2:27 pm
On Sep. 18, 2017 the CFPB issued an administrative CONSENT ORDER that requires Transworld Systems, Inc. [read post]
17 Sep 2017, 7:30 pm
The ratings assigned to the offered notes will be issued based on the financial guarantee rating of Ambac Assurance Corporation as the note insurer.In connection with the transactions, each purchaser trust has filed with the Securities and Exchange Commission a preliminary prospectus supplement providing additional details regarding its issuance of asset-backed securities.At the closing of the NCSLT 2007-3 securitization, First Marblehead expects to receive… [read post]
22 Aug 2017, 9:10 am
“Many of these documents are on file with the Securities and Exchange Commission and can be view on its website. [read post]
10 Feb 2017, 5:54 am
Bank Regulation and Securitization: How the Law Improved Transmission Lines between Real Estate and Banking Crises Posted by Erik F. [read post]
13 Jan 2017, 8:19 am
[JURIST] The US House of Representatives [official website] approved the SEC Regulatory Accountability Act [materials] on Thursday, which requires the Securities and Exchange Commission [official website] to perform a cost-benefit analysis before implementing any new regulations. [read post]
31 May 2016, 12:51 pm
The Securities and Exchange Commission today announced that a California-based mortgage company and six senior executives agreed to pay $12.7 million to settle charges that they orchestrated a scheme to defraud investors in the sale of residential mortgage-backed securities guaranteed by the Government National Mortgage Association (Ginnie Mae). [read post]
11 Mar 2016, 6:14 am
Securities & Exchange Commission, on Saturday, March 5, 2016 Tags: Asset-backed securities, Credit risk, Dodd-Frank Act, EU, Europe, International governance, Investor protection,Risk management, Risk oversight, SEC, Securities Regulation, Securitization, Transparency NYSE Rule on Reporting by Foreign Private Issuers Posted by Stuart H. [read post]
5 Mar 2016, 6:21 am
Securities and Exchange Commission. [read post]
22 Feb 2016, 4:36 pm
The registration process requires that the information provided is accurate; however, the Securities and Exchange Commission (SEC, which was created under the 1934 Act) does not guarantee its accuracy. [read post]
18 Feb 2016, 11:44 am
Securities and Exchange Commission and said it was cooperating, but alleged that no specific charges of wrongdoing have been made. [read post]
15 Nov 2015, 9:30 pm
Securities and Exchange Commission (SEC) and U.S. [read post]
15 Sep 2015, 9:30 pm
This shift, according to the report, has made liquidity harder to access for borrowers who do not use public exchanges as readily. [read post]
30 Mar 2015, 11:19 am
On Monday, March 30, 2015, the Securities and Exchange Commission (“SEC”) filed an Order Instituting Administrative Cease-and-Desist Proceedings (“Order”) against Patriarch Partners, LLC, Patriarch Partners VIII, LLC, Patriarch Partners XIV, LLC, Patriarch Partners, XV, LLC (collectively “Patriarch Partners”), and CEO Lynn Tilton (“Tilton”), alleging that Tilton and Patriarch Partners breached their fiduciary duty to investors. [read post]
