Search for: "Securities & Exchange Commission v. Topping"
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7 Aug 2018, 9:07 am
Bats BZX Exchange, Inc., failed to convince three members of the Commission that its surveillance-sharing agreement with the Winklevoss twins’ Gemini Exchange was sufficient to prevent fraud and manipulation, as required by the Exchange Act. [read post]
3 Aug 2018, 4:24 am
Securities and Exchange Commission, in which the court held that SEC administrative law judges are “officers of the United States” who have to be appointed by the president, a court or a department head, which Williams calls “a step in the process of unraveling the administrative state. [read post]
26 Jul 2018, 4:00 am
Periodically on Thursdays, we present a significant excerpt, usually from a recently published book or journal article. [read post]
5 Jul 2018, 4:15 am
Commentary on Masterpiece Cakeshop v. [read post]
2 Jul 2018, 3:39 pm
Securities & Exchange Commission, the U.S. [read post]
29 Jun 2018, 4:17 am
Securities and Exchange Commission, in which the court invalidated the appointments of the SEC’s administrative law judges, concluding that“in the near term the SEC (and perhaps other agencies) will have to redo a series of (in some cases fairly old) administrative cases, potentially straining resources and possibly prompting the agency to tap other ALJs. [read post]
22 Jun 2018, 12:35 pm
Securities and Exchange Commission. [read post]
22 Jun 2018, 3:31 am
Securities and Exchange Commission, that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head. [read post]
12 Jun 2018, 9:14 am
I presented price indexing to the Greenspan Commission before the 1983 Social Security Amendments, but the Commission focused only on the short run and failed to deal with the distant future. [read post]
26 Apr 2018, 9:04 am
“Gibbons v. [read post]
25 Apr 2018, 7:36 am
Returning to the point during an exchange with Wall, Justice Kagan said that having power over pay, removal, or employment can interfere with decisional independence. [read post]
23 Apr 2018, 3:15 pm
Securities and Exchange Commission, about whether that agency’s administrative law judges are “officers” of the United States under the Constitution’s appointments clause. [read post]
23 Apr 2018, 2:33 pm
Securities and Exchange Commission, they were well aware of the implications the decision holds for the administrative state. [read post]
18 Apr 2018, 1:33 pm
Securities and Exchange Commission, which will be argued next week. [read post]
17 Apr 2018, 9:30 pm
SEC, centers on a dispute over administrative law judges (ALJs) who work for the Securities and Exchange Commission (SEC). [read post]
31 Mar 2018, 8:56 am
Note that I am certainly not advocating here that there should be no security anywhere in the EPO and everybody should have free access to every office. [read post]
20 Mar 2018, 1:16 pm
(Indeed, the Ninth Circuit recently held in Oracle v. [read post]
12 Mar 2018, 12:42 am
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents (the “2018 SEC Guidance”). [read post]
28 Feb 2018, 10:00 am
The Commissioners and senior officials of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 23-24 at the annual “SEC Speaks” conference in Washington, D.C. [read post]
26 Feb 2018, 4:32 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission, calling the outcome “a double-edged sword for employers. [read post]
