Search for: "Securities & Exchange Commission v. Topping" Results 181 - 200 of 367
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5 Jul 2018, 4:15 am by Edith Roberts
Commentary on Masterpiece Cakeshop v. [read post]
29 Jun 2018, 4:17 am by Edith Roberts
Securities and Exchange Commission, in which the court invalidated the appointments of the SEC’s administrative law judges, concluding that“in the near term the SEC (and perhaps other agencies) will have to redo a series of (in some cases fairly old) administrative cases, potentially straining resources and possibly prompting the agency to tap other ALJs. [read post]
22 Jun 2018, 3:31 am by Edith Roberts
Securities and Exchange Commission, that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head. [read post]
12 Jun 2018, 9:14 am by Colby Pastre
I presented price indexing to the Greenspan Commission before the 1983 Social Security Amendments, but the Commission focused only on the short run and failed to deal with the distant future. [read post]
25 Apr 2018, 7:36 am by John Jascob
Returning to the point during an exchange with Wall, Justice Kagan said that having power over pay, removal, or employment can interfere with decisional independence. [read post]
23 Apr 2018, 3:15 pm by Mark Walsh
Securities and Exchange Commission, about whether that agency’s administrative law judges are “officers” of the United States under the Constitution’s appointments clause. [read post]
23 Apr 2018, 2:33 pm by Ronald Mann
Securities and Exchange Commission, they were well aware of the implications the decision holds for the administrative state. [read post]
18 Apr 2018, 1:33 pm by Adam Feldman
Securities and Exchange Commission, which will be argued next week. [read post]
17 Apr 2018, 9:30 pm by Cary Coglianese
SEC, centers on a dispute over administrative law judges (ALJs) who work for the Securities and Exchange Commission (SEC). [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents (the “2018 SEC Guidance”). [read post]
28 Feb 2018, 10:00 am by Elizabeth Marshall Anderson
The Commissioners and senior officials of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 23-24 at the annual “SEC Speaks” conference in Washington, D.C. [read post]
26 Feb 2018, 4:32 am by Edith Roberts
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission, calling the outcome “a double-edged sword for employers. [read post]
25 Feb 2018, 6:46 am
The actions that Securities and Exchange Commission (SEC) Chairman Jay Clayton has taken since the start of his tenure in May 2017 provide an indication of SEC priorities, including encouraging initial public offerings (IPOs) and combating abuses in cybersecurity matters. [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
9 Feb 2018, 5:06 am
Securities and Exchange Commission, on Wednesday, February 7, 2018 Tags: Blockchain, CFTC, Cryptocurrencies, Exchange Act, Financial technology, ICOs, Innovation, Investor protection, SEC, Securities enforcement, Securities fraud Cryptocurrency 2018 Posted by David E. [read post]
6 Feb 2018, 7:24 am
China Economic and Security Review Commission  was created on October 30, 2000 by the Floyd D. [read post]
17 Jan 2018, 8:51 am by John Elwood
(Texas’ two state-on-top appeals concerning its congressional and statehouse voting districts were consolidated.) [read post]