Search for: "Securities & Exchange Commission v. Topping" Results 301 - 320 of 403
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11 Sep 2012, 1:36 am by Kevin LaCroix
It is worth noting the DCF’s own observation in the guidance that it “is not a rule, regulation, or statement of the Securities and Exchange Commission”. [read post]
24 Aug 2012, 12:30 am by Monique Altheim
Top stories today via @thefalken # State Privacy Laws Evolve While Congress Remains Stalemated http://t.co/J2ON9JZA # SBCSC computer glitch may have caused security breach http://t.co/suEWfcQI # Facebook caused wife to stab her husband – U.S. v. [read post]
21 Aug 2012, 1:45 pm by Mark Astarita
 he Securities and Exchange Commission today announced a second round of charges in an insider trading case involving former professional baseball players and the former top executive at a California-based medical eye products company that was the subject of the illegal trading.The SEC brought initial charges in the case last year, accusing former professional baseball player Doug DeCinces and three others of insider trading on confidential information ahead… [read post]
8 Aug 2012, 5:29 am by Rob Robinson
Samsung: Lack of Custodian Follow-Up+Failure to Suspend Auto-Deletion of Email=Adverse Inference - http://bit.ly/MaaYhA (@LegalHoldPro) Who's Tweeting live from the Apple v Samsung trial? [read post]
30 Jul 2012, 4:27 pm
District Court for the Southern District of New York says that the Securities and Exchange Commission is not a doing a good enough job in providing oversight of $55 million in investor education funds and the way that the money is being disbursed. [read post]
12 Jun 2012, 6:19 pm by Wells Bennett
  And what better way to top things off, than with a quick update in United States v. [read post]
16 May 2012, 2:32 pm
Gabby's depicted at foreground in the top photo; behind her is Sasha E. [read post]
16 May 2012, 7:37 am by Rob Robinson
Technology Assisted Review Backgrounder - bit.ly/IiTGtb (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – bit.ly/LEqLBX (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]
2 May 2012, 8:19 am by Doug Cornelius
Carlo V. di Florio, Director, United States Securities and Exchange Commission, Office of Compliance Inspections and Examinations interviewed by Nicholas Donato, Editor, Private Equity Manager Mr. di Florio started off with some post-registration statistics: 3100 private funds with 8 trillion dollars in the funds. 4000 registered private fund advisers 37 of the 50 world’s biggest private equity fund managers are now registered. 48 of 50 world’s… [read post]
18 Apr 2012, 1:55 pm
Securities and Exchange Commission who spearheaded a 2004 Hollinger committee report on Black’s practices, along with three committee members, and other former Hollinger directors.The report said Black, a former Canadian citizen who is now a member of the British House of Lords, looted publisher Hollinger International of hundreds of millions of dollars. [read post]