Search for: "Securities & Exchange Commission v. Topping"
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19 May 2008, 7:09 am
Forbes, former board chairman of Cendant Corp., challenging his conviction for criminal conspiracy and making false statements to the Securities and Exchange Commission. [read post]
18 Apr 2008, 2:00 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
29 Feb 2008, 8:00 am
: (Securing Innovation),Mike Masnick on IP: (Patent Troll Tracker),Trifurcation and IP valuation: (IP finance),Jordan Hatcher article ‘Implementing open data: the open data commons project’: (opencontentlawyer.com),Online markets and IP trading exchanges: (IP finance),INTERPOL announces an international IP crime database: (Class 46), (Spicy IP),New free IP database: WIPO magazine launched! [read post]
24 Feb 2008, 8:54 am
The Bush administration will tell you that it stems from the 9/11 Commission's suggestions, and [read post]
11 Feb 2008, 11:20 pm
Charter furnished its customers with digital cable converter (set top) boxes supplied by respondents. [read post]
11 Feb 2008, 12:00 am
Lawyer Over Opinion Letter
The Recorder
A California lawyer incurred the Securities and Exchange Commission's ire for an opinion letter that led to a client's pump-and-dump stock scheme. [read post]
1 Feb 2008, 12:00 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
17 Jan 2008, 6:46 pm
Finally, the Court noted that abuses by secondary actors in these instances can be remedied through state law claims and enforcement actions by the Securities & Exchange Commission. [read post]
16 Jan 2008, 3:21 pm
Wall Street has successfully argued that Congress intended only the Securities and Exchange Commission to police fraud, not to open the door to lawsuits by private shareholders. [read post]
15 Jan 2008, 7:04 am
” The plot led to a federal indictment against two of Charter’s officers, and a cease and desist order against that company by the Securities and Exchange Commission. [read post]
10 Jan 2008, 12:31 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKBusiness LawSEC's Complaint Specifically Pleaded Each Element Of Securities Fraud Claims Against Company, OfficersSecurities and Exchange Commission v. [read post]
30 Nov 2007, 7:33 am
U.S. companies will be allowed once again to exclude proxy access proposals from their corporate ballots, the Securities and Exchange Commission has decided. [read post]
16 Nov 2007, 12:02 am
But on Wednesday, the company reported a happy ending: The Securities and Exchange Commission closed its investigation of the company's option practices without taking enforcement action. [read post]
17 Oct 2007, 1:08 am
Securities and Exchange Commission v. [read post]
9 Oct 2007, 9:07 am
The Bush administration disregarded the recommendation of the Securities and Exchange Commission and filed a brief in support of the Charter vendors. [read post]
11 Sep 2007, 2:49 am
Russian Law Concerning Investment For economic reforms to flourish and private investors and entrepreneurs to prosper, the legal system must effectively protect private property, defend economic rights against infringement, and establish a secure environment for investment and market relations. [7] In contemplating the accession of the Russian Federation (RF) to the World Trade Organization, a dramatic increase in foreign investment activity is anticipated. [read post]
29 Jul 2007, 1:08 am
Gordon and Tracy V. [read post]
10 Jul 2007, 3:28 pm
., lmelton@dhayeslaw.com THE HAYES LAW FIRM, www.dhayeslaw.com On July 9, 2007, the Securities Exchange Commission (SEC) filed securities fraud charges against Darrel and Jack Uselton in the U.S. [read post]
30 Mar 2007, 1:10 am
Securities and Exchange Commission filed a civil complaint on Wednesday that alleges two former in-house lawyers at Houston-based Enron Corp. violated federal securities laws by misrepresenting and omitting material information from Enron's public securities filings. [read post]
26 Mar 2007, 8:03 am
The scheme led to a federal indictment of two of Charter's officers and a cease and desist order by the Securities and Exchange Commission. [read post]
