Search for: "Securities America Inc. Parent Corp."
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12 Dec 2023, 9:05 pm
(disclosing for itself and its subsidiaries), (ii) once more by CSRD rules (although this time under presumably simplified Article 40a reporting standards), at the level of its Japanese parent, Sony Group Corporation (disclosing on the behalf of the entire group), and (iii) potentially several more times for any entities that are either (a) registered as securities issuers with the SEC (according to available EDGAR data, these are Sony Group Corporation, Sony Corp.… [read post]
15 Nov 2023, 6:26 am
Citadel paid a $7 million civil penalty to resolve the charges and consented to a set of undertakings, including a written certification that the coding error had been remediated and a review of the firm’s computer programming and coding logic involved in processing relevant transactions; and The SEC charged Merrill Lynch and its parent company, BAC North America Holding Co., with failing to file hundreds of Suspicious Activity Reports from 2009 to late 2019. [read post]
14 Nov 2023, 9:01 pm
According to the SEC’s order, Citadel Securities incorrectly marked [read post]
31 Jul 2023, 2:58 pm
Roadway was separated from its previous parent company, Roadway Services Inc. [read post]
13 Jul 2023, 12:06 pm
They assessed what the opinion means for existing constitutional and civil rights law, as well as for affirmative action policies and diversity in America more broadly. [read post]
27 Mar 2023, 9:01 pm
This figure is significantly lower than in 2016, when the Delaware Court of Chancery effectively put an end to the practice of disclosure-only settlements in In re Trulia Inc. [read post]
25 Feb 2023, 6:50 pm
Irving Selikoff was living with his parents, and his married sister and her family, in Rye, New York, according to the 1940 census, taken on April 10, 1940. 1940-05-27. [read post]
8 Sep 2022, 5:55 am
Endemic gun violence is haunting America. [read post]
7 Apr 2022, 3:17 pm
That’s one question raised by payments-industry experts after The Wall Street Journal reported Wednesday that Bank of America Corp. and Wells Fargo & Co. [read post]
28 Mar 2022, 7:30 am
The United State Circuit Court of Appeals, Second Circuit, opining that New York law offered "conflicting guidance" on the issue, certified the following question to New York State's Court of Appeals: "Does the 'special duty' requirement — that, to sustain liability in negligence against a municipality, the plaintiff must show that the duty breached is greater than that owed to the public generally — apply to claims of injury inflicted through municipal… [read post]
28 Mar 2022, 7:30 am
The United State Circuit Court of Appeals, Second Circuit, opining that New York law offered "conflicting guidance" on the issue, certified the following question to New York State's Court of Appeals: "Does the 'special duty' requirement — that, to sustain liability in negligence against a municipality, the plaintiff must show that the duty breached is greater than that owed to the public generally — apply to claims of injury inflicted through municipal… [read post]
18 Feb 2022, 7:37 am
Many other large technology firms have announced layoffs in recent months, including TikTok parent company ByteDance, video platform iQiyi—the “Netflix” of China, as well as Alibaba and Baidu. [read post]
1 Feb 2022, 4:08 pm
In addition to pursuing improper payments by drug manufacturers, the department resolved other schemes involving the willful solicitation or payment of illegal remuneration to induce the purchase of a good or service paid for by a federal health care program.For example, mail-order diabetic testing supply company Arriva Medical LLC and its parent, Alere Inc., agreed to pay $160 million to settle allegations that Arriva paid kickbacks to Medicare beneficiaries by … [read post]
1 Dec 2021, 7:40 am
SECURITY AND TRUSTS / AGENCY Trust and security agency structures are utilised in Venezuela. [read post]
25 Oct 2021, 1:20 pm
The committee will hear testimony from Jennifer Stout, vice president of global public policy at Snap Inc.; Michael Beckerman, vice president and head of public policy in the Americas at TikTok; and Leslie Miller, vice president of government affairs and public policy at YouTube. [read post]
11 Oct 2021, 11:10 am
Marine Corps; Jeremy Butler, chief executive officer of Iraq and Afghanistan Veterans of America; Dr. [read post]
17 Sep 2021, 8:49 am
” Litigation is ongoing against Mercedes-Benz, General Motors Co. and Chrysler’s parent company, FCA North America Holdings Co. [read post]
1 Sep 2021, 3:00 am
Welcome to Abbott & Kindermann, Inc. [read post]
1 Sep 2021, 3:00 am
Welcome to Abbott & Kindermann, Inc. [read post]
13 Jul 2021, 5:30 am
Securities and Exchange Commission (SEC) fines and shareholder lawsuits, and get the PR crisis folks working overtime on explaining this mess to employees and shareholders. [read post]
