Search for: "Securities And Exchange Commission"
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6 Aug 2020, 6:32 am
Securities and Exchange Commission. [read post]
10 Jan 2022, 12:54 pm
Securities and Exchange Commission followed through on its commitment to aggressively enforce securities laws in digital assets markets. [read post]
10 Jan 2022, 12:54 pm
Securities and Exchange Commission followed through on its commitment to aggressively enforce securities laws in digital assets markets. [read post]
13 Jun 2010, 10:16 am
Medifast's Revenue Recognition Policy Medifast’s (NYSE: MED) revenue recognition policy is disclosed as follows in its various filings with the Securities and Exchange Commission (See 2009 10-K report pages 20 and 65): Revenue Recognition. [read post]
9 May 2008, 10:00 am
They actually have a long history of serving on the Securities and Exchange Commission, including two of the early chairmen, William O. [read post]
26 Jun 2020, 4:30 pm
June 16, 2020), the United States Court of Appeals for the District of Columbia Circuit invalidated the Securities and Exchange Commission’s (“SEC”) experimental transaction fee pilot program to study the market effects of broker-dealer incentive programs used by domestic stock exchanges. [read post]
20 Jun 2010, 6:32 pm
To Securities and Exchange Commission Chief Accountant Wayne Carnall: In my first Open Letter, I asked the Securities and Exchange Commission Division of Corporation Finance to review Medifast's (NYSE: MED) revenue recognition policy to determine if it complies with Generally Accepted Accounting Principles (GAAP) and SEC Staff Accounting Bulletin Topic 13. [read post]
14 Mar 2020, 5:38 pm
Securities and Exchange Commission noticed for immediate effectiveness a proposed rule filing submitted by Cboe Exchange, Inc. to facilitate the continued operation of Cboe's options exchange in light of Cboe's decision to temporarily suspend…Read the Full Press ReleaseHave a securities law question? [read post]
25 Jul 2016, 7:13 am
Other news is a personnel change at the Securities and Exchange Commission because of cycling. [read post]
13 Jul 2011, 11:56 am
The House Appropriations Committee has approved an appropriations bill granting the Securities and Exchange Commission $1.185 billion in funding for the 2012 fiscal year. [read post]
4 Jul 2012, 7:57 am
The proposed acquisition of Canadian exchange operator TMX Group by a consortium of Canadian financial institutions has won approval from Canada’s top securities regulator, potentially clearing the way for approval by the country’s main competition watchdog.Maple, a consortium of Canada’s largest banks, insurers and pension funds, said the Ontario Securities Commission has approved final recognition orders that will govern operations of the… [read post]
27 Jun 2016, 1:45 pm
On June 17, 2016, the Securities and Exchange Commission (“SEC”) approved the application of Investors’ Exchange LLC (“IEX”) to register as a national securities exchange. [read post]
JOAN HEMINWAY: Reframing and Reforming the Securities and Exchange Commission: Lessons from Literat…
6 Oct 2010, 10:15 am
JOAN HEMINWAY: Reframing and Reforming the Securities and Exchange Commission: Lessons from Literature on Change Leadership. [read post]
7 May 2019, 10:55 am
To date, however, no cryptocurrency exchange has been registered with the Securities and Exchange Commission (SEC) as an exchange. [read post]
16 Oct 2008, 7:04 pm
This month, the US Securities and Exchange Commission filed a civil lawsuit against five World Group Securities brokers for allegedly pushing investors into refinancing their homes with subprime mortgages. [read post]
6 Jun 2023, 5:30 am
The Securities and Exchange Commission today charged Coinbase, Inc. with operating its crypto asset trading platform as an unregistered national securities exchange, broker, and clearing agency. [read post]
9 May 2010, 5:52 am
Bondi, Securities and Exchange Commission (SEC); Georgetown University Law Center; George Mason University - School of Law,... [read post]
17 Jan 2019, 1:56 pm
The following law review article relating to securities regulation is now available in paper format: Juliana Debler, Note, Foreign Initial Coin Offering Issuers Beware: The Securities and Exchange Commission Is Watching, 51 Cornell Int'l L.J. 245 (2018). [read post]
5 Jul 2019, 2:12 pm
on SSRN with the following abstract: Since 1970, the Securities & Exchange Commission (SEC) has required public companies to file disclosures reporting their quarterly financial performance. [read post]
5 Aug 2015, 1:49 pm
The press release states in part: The Securities and Exchange Commission today adopted new rules to provide a comprehensive, efficient process for security-based swap dealers and major security-based swap participants to register with the SEC. [read post]
