Search for: "Securities And Exchange Commission v. Davis"
Results 61 - 80
of 154
Sorted by Relevance
|
Sort by Date
10 Jul 2011, 2:02 pm
Winston Gibson v Public Service Commission; Ranjan Rampersad v Commissioner of Police and Police Service Commission; Robert Ramsahai v Teaching Service Commission; Ashford Sankar & Others v Public Service Commission; Gopichand Ganga and Others v Commissioner of Police and Others; and Hermia Tyson-Cuffie v Public Service Commission (Trinidad and Tobago), heard 17 – 19 May 2011. [read post]
11 Feb 2019, 12:05 pm
Davis (April 22): Whether federal courts have the power to review federal employment discrimination claims if the employee did not first file a charge with the Equal Employment Opportunity Commission Mitchell v. [read post]
23 Jan 2012, 4:03 pm
Hopefully, however, the Securities and Exchange Commission’s lawsuit against the Securities Investor Protection Corp. will remedy this. [read post]
19 May 2008, 7:09 am
Forbes, former board chairman of Cendant Corp., challenging his conviction for criminal conspiracy and making false statements to the Securities and Exchange Commission. [read post]
9 Aug 2013, 9:30 am
Securities and Exchange Commission (“SEC”), are “whistleblowers” for purposes of the Act, entitled to the protection of Dodd Frank’s anti-retaliation provisions. [read post]
23 Aug 2019, 6:17 am
Katz, Sabastian V. [read post]
24 Aug 2018, 4:32 am
” Briefly: For The Wall Street Journal, Gabriel Rubin reports that “[t]he Securities and Exchange Commission said it plans to rehear dozens of cases that were pending before its in-house administrative-law judges, following a June Supreme Court ruling[, in Lucia v. [read post]
31 May 2022, 5:57 am
Background on SEC Administrative Proceedings One of the SEC’s functions is to bring enforcement proceedings against those alleged to have violated securities laws, such as the Securities Act of 1933, Securities Exchange Act of 1934, or Investment Advisor Act of 1940. [read post]
9 Dec 2016, 1:00 am
Karp and Sabastian V. [read post]
24 Aug 2016, 4:26 pm
” Her Honour referred with approval to the following statement in Australian Securities and Investments Commission v Citrofresh International L [read post]
13 Feb 2023, 9:11 am
Contracts were exchanged in September 2013 and the sale completed at that lower price. [read post]
3 Jan 2014, 1:50 am
Betting exchanges make their money by taking a commission from whichever party wins the bet. [read post]
4 Sep 2014, 3:19 am
[v] The SEC Certainly the majority of the federal activity on cyber security issues has come from the SEC. [read post]
5 Sep 2023, 9:05 pm
Supreme Court next term of Securities and Exchange Commission v. [read post]
23 Jul 2021, 6:06 am
Securities and Exchange Commission, on Wednesday, July 21, 2021 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, SEC, SEC rulemaking, Securities regulation, Stakeholders, Sustainability Global Climate and Sustainability Reporting Continues to Grow Posted by David M. [read post]
18 Aug 2017, 6:00 am
Qualified Purchasers: Understanding Investor Qualifications by Alexander Davie in Strictly Business The three most common types of investors referenced in these laws and the regulations adopted by the Securities and Exchange Commission (SEC) are 1) accredited investors, 2) qualified clients, and 3) qualified purchasers. [read post]
18 Aug 2017, 6:00 am
Qualified Purchasers: Understanding Investor Qualifications by Alexander Davie in Strictly Business The three most common types of investors referenced in these laws and the regulations adopted by the Securities and Exchange Commission (SEC) are 1) accredited investors, 2) qualified clients, and 3) qualified purchasers. [read post]
17 Apr 2023, 5:50 am
The court found that the influencer could not give stock tips without an Australian Financial Services Licence and he was ordered to pay the legal bills of the Australian Securities and Investments Commission, who filed the claim. [read post]
12 Apr 2019, 6:20 am
Securities and Exchange Commission, on Tuesday, April 9, 2019 Tags: Human capital, Investor protection, SEC, SEC rulemaking, Securities enforcement, Securities regulation Encouraging Smaller Entrants to Our Capital Markets Posted by Elad L. [read post]
26 Jul 2023, 9:01 pm
Moreover, the Commission has failed to explain why we need this rule. [read post]
