Search for: "Securities Industry v. Comptroller of the Currency"
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8 Mar 2017, 4:01 pm
Pearson Earlier this week, we attended the LendIt USA conference in New York City, a leading annual fintech conference, at which CFPB Director Richard Cordray and Comptroller of the Currency Thomas Curry both spoke. [read post]
5 Jun 2020, 12:42 pm
On June 2, 2020, the Office of the Comptroller of the Currency (“OCC”) published a final rule clarifying the permissible interest rates on transferred loans in relation to the “valid-when-made” doctrine. [read post]
24 Aug 2022, 9:01 pm
On December 16, 2021, the Office of the Comptroller of the Currency (“OCC”) announced draft principles “designed to support the identification and management of climate-related financial risks with more than $100 billion in total consolidated assets,”[19] and the OCC requested feedback from market participants on all aspects of the draft principles to inform future guidance on climate-related financial risk. [read post]
8 Sep 2022, 9:01 pm
Some in the crypto industry have called for greater “guidance” with respect to crypto tokens. [read post]
17 Dec 2018, 8:18 am
District Court for the Southern District of California in SEC v. [read post]
24 Aug 2022, 5:01 am
Again, roughly similar language appears in HIPAA and in the safeguards rules for financial data adopted under the GLBA by the Comptroller of the Currency and other major bank regulators and, separately, by the Federal Trade Commission (FTC). [read post]
9 Mar 2022, 9:03 am
” While the order does not specify any new regulations for the cryptocurrency industry, it directs federal agencies and departments to examine the risks and benefits posed by this technology. [read post]
12 Feb 2020, 10:00 am
The CFPB shares its key structural characteristics with other primary financial regulatory agencies, including the Federal Housing Finance Agency and the Comptroller of the Currency. [read post]
13 Mar 2009, 5:37 am
NASAA Opposes OCC's Assertion of Regulatory PreemptionThe North American Securities Administrators Association (NASAA) has filed an amicus brief in the case of Cuomo v. [read post]
21 Apr 2017, 6:21 am
Zayas v. [read post]
2 May 2024, 1:22 pm
In SIA v. [read post]
3 Nov 2021, 7:05 am
For example, in October 2020, the Office of the Comptroller of the Currency (OCC) issued Interpretive Letter 1172. [read post]
23 Apr 2014, 8:50 am
Laborers District Council Construction Industry Pension Fund, 13-435 (ditto); North Carolina State Board of Dental Examiners v. [read post]
12 Jun 2020, 7:44 am
John Episcopal Church, a mile away the Comptroller of the Currency’s office was quietly proposing potentially sweeping changes in banking regulations — with a specific emphasis on blockchain. [read post]
3 Jun 2010, 6:52 am
The principle issues in the case concerned the propriety of two warrantless searches of the bank, one by the Office of the Comptroller of the Currency and one by the FDIC. [read post]
9 Jan 2013, 12:00 am
For instance, the Comptroller of the Currency requires national banks to have "adequate fidelity coverage." [read post]
16 Jun 2020, 2:18 pm
A version of this article originally appeared on Securities Docket. [read post]
20 Aug 2009, 9:21 am
S’holders Derivative Litig., 886 A.2d 1271, 1273 (Del. 2005) (citing Sugarland Industries Inc. v. [read post]
11 Dec 2009, 11:38 am
If a large financial company fails, the legislation holds the financial industry and shareholders responsible for the cost of the company's orderly wind down, not taxpayers; and protects the stability of the overall financial system. [read post]
28 Jul 2021, 4:42 pm
It establishes a Whole-of-Government effort to promote competition in the American economy by including 72 initiatives to enforce existing antitrust laws and other laws that may impact competition to combat what it sees as excessive concentration of industry and abuses of market power, as well as to address challenges posed by new industries and technologies. [read post]