Search for: "Securities Investor Protection Corp. v. Executive SEC. Corp."
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7 Jan 2019, 2:35 pm
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
15 Jan 2023, 2:35 pm
Companies should err on the side of retaining separate counsel for the individual(s).[19] The Yates Memorandum may increase the risks of waiver of attorney-client privilege and work product protection.[20] COOPERATING WITH THE SECURITIES AND EXCHANGE COMMISSION When facing an SEC investigation, companies should be familiar with key frameworks, statements, and expectations. [read post]
28 Jan 2023, 7:32 am
It underlines the strong connection between purpose, concepts of maximization, and the protections of markets as the driving force of economic activity (around which states serve to protect their own interests through regulation and the protection of a level playing field in which they shed their political advantage when they enter the market (and the market distinguishes between between public (political) and private (economic) activity on the basis of some sort of value… [read post]
8 Sep 2015, 5:08 pm
First, in a July 8, 2015 decision in Acevedo v. [read post]
3 Jan 2022, 12:39 pm
Finally, there were also two SPAC-related SEC enforcement actions filed during 2021 as well (refer here and here). [read post]
13 Jan 2016, 5:05 pm
Soon all corporations began to recognize and appreciate the need for mechanisms to enable fraud detection and greater financial accountability, while investors increasingly relied upon financial reports as corporations began to participate in the stock market.[2] But when the stock market crashed in 1929, it became apparent that voluntary financial auditing programs alone were insufficient to protect investors from inaccurate and misleading information that… [read post]
19 Jun 2007, 9:15 am
Adviser 1***Morrison Foerster LLP, BELL ATLANTIC CORP. v. [read post]
15 Sep 2020, 3:03 pm
Names and facts have been changed to protect client confidentiality and clarify practice pointers. [read post]
25 May 2022, 9:01 pm
Compare In re NVIDIA Corp. [read post]
3 Sep 2014, 4:14 am
Supreme Court’s 1974 decision in American Pipe & Construction Co. v. [read post]
31 Jan 2019, 2:03 pm
Employees quickly become panicked, while there is often now way even contact company executives, salespersons or any other personnel. [read post]
30 Nov 2011, 2:15 pm
One such senior executive at a major bank told me in an email that reading my column is her guilty pleasure… LOL. [read post]
29 Nov 2018, 11:58 am
Unlike with securitized mortgages, there were no homes as secured real assets to foreclose on, leaving collection lawsuits against borrowers and cosigners, followed by execution on nonexempt assets and garnishment, as forcible collection tools. [read post]
2 Mar 2016, 4:26 pm
” “The government is asking Apple to hack our own users and undermine decades of security advancements that protect our customers,” wrote Cook. [read post]
17 Sep 2011, 4:07 am
Walsh, et al.; SEC v. [read post]
14 Feb 2009, 11:56 am
The sectors that account for the largest increases in activity are labor and consumer protection/fraud cases. [read post]
