Search for: "Securities and Exchange Commission v. Anderson"
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2 May 2012, 5:00 am
James V. [read post]
4 Oct 2014, 6:50 am
Kenneth Anderson recommended Marc Sageman’s recent article, entitled, “The Stagnation in Terrorism Research. [read post]
28 Jul 2017, 8:03 am
Crum disagrees, pointing to: (1) conversations he allegedly had with HSBC employees and agents, during which he says he learned that HSBC has no record in its databases of him, his Social Security Number, the Property, or any existing account between him and the bank; and (2) the Security and Exchange Commission's public database, EDGAR, which Crum says shows HSBC sold all of its assets—including the Note, supposedly—on or about April 1, 2013. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
29 Jul 2017, 9:56 am
" Doc. 1-1, Texas Home Equity Security Instrument Ex. [read post]
3 Feb 2020, 12:42 pm
Anderson, Rashawn Ray, Nicol Turner Lee and Jon Valent, and will be moderated by Elaine Kamarck. [read post]
11 Dec 2008, 7:48 am
Declarations filed by the Securities and Exchange Commission in connection with its civil case against Dreier also indicated that some firm attorneys were concerned that escrow accounts, which Dreier controlled, had been depleted. [read post]
25 Jan 2012, 9:46 pm
Howard-Anderson, ... the court ordered the plaintiffs it had found to have traded while in possession of confidential, nonpublic information to (i) self-report to the Securities Exchange Commission; (ii) disclose their improper trading in any future application to serve as lead plaintiff; and (iii) disgorge any profits made from the trades. [read post]
20 Jan 2019, 11:43 pm
See United States v. [read post]
22 Apr 2019, 4:53 pm
The amendments also permit such reporting companies to meet their Regulation A ongoing reporting obligations through their Securities Exchange Act reports. [read post]
26 Jun 2011, 7:10 am
Ironically, if you’re in the United States, then you’re likely familiar with the case the Winklevosses rely on, Anderson v. [read post]
18 Feb 2012, 5:15 am
Such funds are covered by the Securities Exchange Act (1934 Act) and are required to file disclosures with the Securities and Exchange Commission (SEC), just like other publicly traded companies. [read post]
6 May 2022, 4:00 am
National/Federal A Decision to Overturn Roe v. [read post]
25 Jan 2012, 9:34 am
Howard-Anderson, in which the court ordered the plaintiffs it had found to have traded while in possession of confidential, nonpublic information to (i) self-report to the Securities Exchange Commission; (ii) disclose their improper trading in any future application to serve as lead plaintiff; and (iii) disgorge any profits made from the trades. [read post]
28 Feb 2014, 11:03 am
Corporations are exposed to a variety of different types of litigation or similar types of actions from, including: Securities and Exchange Commission; US Department of Justice Internal Revenue Service; FDA; Stockholders; Boards of directors; Auditors, both internal and external; Insurance companies; Company vs company litigation And, many others So, all the wringing of hands when it comes to having to produce documents and data to “small-time” plaintiffs, is… [read post]
28 Mar 2011, 12:00 am
Supreme Court in the affirmative action case of United Steelworkers of America v. [read post]
18 Sep 2008, 8:56 pm
Issue: Whether an Arizona commission violated the free speech rights of an anti-abortion organization by denying its application for a specialty “Choose Life” license plate. [read post]
24 Sep 2023, 9:01 pm
A foreign principal or Relevant Chinese Person has a de minimis indirect interest if “any ownership is the result of [their] ownership of registered equities in a publicly traded company owning the land and if [their] ownership interest in the company is either: (a) less than 5 percent of any class of registered equities or less than 5 percent in the aggregate in multiple classes of registered equities; or (b) a noncontrolling interest in an entity controlled by a company that is both… [read post]
9 Apr 2018, 6:00 am
In addition to regulating behavior during armed conflict, Protocols II and V, specifically, require parties to a conflict to take specific measures post-conflict to reduce the dangers posed by mines, booby traps, and other forms of unexploded and abandoned ordnance. [read post]
16 Feb 2010, 4:31 am
However, most shareholders won't have an opportunity this year to choose between the competing thresholds because many issuers are obtaining permission from the staff of Securities and Exchange Commission's Corporation Finance Division to omit the investor resolutions. [read post]
