Search for: "Securities and Exchange Commission v. Duffy"
Results 1 - 7
of 7
Sorted by Relevance
|
Sort by Date
27 Aug 2015, 6:00 am
In the 1996 decision of R v Hinchey, the Supreme Court went through this offence in detail and provided a breakdown of exactly what the Crown needed to prove in order to get a conviction. [read post]
23 Apr 2012, 5:11 am
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy,… [read post]
13 May 2014, 10:57 am
Securities and Exchange Commission. [read post]
25 Aug 2011, 6:31 am
Securities and Exchange Commission (“SEC”) and the United States District Court. [read post]
1 Mar 2017, 9:30 am
”Latest Court of Session opinion on Heather Capital, published 28 February 2017: EXTRA DIVISION, INNER HOUSE, COURT OF SESSION[2017] CSIH 19 CA207/14 and CA208/14 Lady Paton Lady Clark of Calton Lord Glennie OPINION OF LADY PATON in the cause HEATHER CAPITAL LIMITED (in liquidation) and PAUL DUFFY (as liquidator) Pursuer and Reclaimer against LEVY & McRAE and others Defenders and Respondents and HEATHER CAPITAL LIMITED (in liquidation) and PAUL DUFFY (as… [read post]
4 Apr 2011, 3:37 pm
Ratifications exchanged at Canberra on April 8, 1976. [read post]
20 Aug 2012, 1:37 am
Citizens United v. [read post]
