Search for: "Securities and Exchange Commission v. Equity Service Corp"
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5 Feb 2020, 8:54 am
A similar issue arose in a Delaware case styled, IDT Corp. v. [read post]
3 Feb 2020, 12:42 pm
Wednesday, February 5, 2020, at 2:30 p.m.: The House Armed Services Subcommittee on Seapower and Projection Forces and the Subcommittee on Readiness will hold a joint hearing on Navy and Marine Corps readiness in the Pacific. [read post]
14 Jan 2019, 3:08 pm
Securities and Exchange Commission, 137 S. [read post]
4 Jan 2018, 10:59 am
v. [read post]
10 Dec 2009, 6:09 am
" In addition, if a credit rating is used in connection with a Rule 144A offering or other private placement and the privately-offered securities are exchanged shortly thereafter for substantially identical registered securities (i.e. , an "Exxon Capital" or "A/B" exchange offer), the rating would need to be disclosed in the exchange-offer registration statement even if the rating is not otherwise used in connection with that… [read post]
25 Jul 2018, 12:54 pm
For example, in VantagePoint Venture Partners 1996 v. [read post]
22 Dec 2008, 10:30 pm
Federal Energy Regulatory Commission, et al. [read post]
22 Dec 2020, 7:08 pm
Waiver of PUA Overpayments State agencies can waive repayment requirements for individuals who mistakenly received overpayment for PUA to which they were not entitled, if the overpayment was not the individual’s fault and such repayment would be contrary to equity and good conscience. [read post]
1 Feb 2010, 6:36 am
The Numbers and Trends By virtually all statistical measures, the level of enforcement activity has increased substantially under this Commission. [read post]
26 Dec 2011, 7:12 am
Microsoft Corporation and Sun-Rype Products Ltd. v. [read post]
25 Dec 2011, 11:54 am
Microsoft Corporation and Sun-Rype Products Ltd. v. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
6 Dec 2017, 1:19 pm
Time agreed to pay $25,000, $12,500 in advance and an additional $12,500 at publication, in exchange for the right to excerpt 7,500 words from Mr. [read post]
4 Jan 2021, 1:26 pm
Regardless of how they are counted, the coronavirus-related securities lawsuits tended to fall into one of three categories: first, the lawsuit filed against companies that experienced coronavirus outbreaks within company facilities (such as cruise ship lines and private prison systems); second, companies that had sought to tout their ability to profit from the coronavirus outbreak (such as vaccine developers, diagnostic testing services, manufacturers of personal… [read post]
3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
2 Oct 2017, 4:50 pm
2005: SEC v. [read post]
3 Sep 2014, 4:14 am
Supreme Court’s 1974 decision in American Pipe & Construction Co. v. [read post]
29 Dec 2017, 7:34 am
It no doubt explains why Spotify and China's internet giant Tencent exchanged equity stakes of just under 10 per cent of each other, and why Tencent now has a $2 billion stake in Snapchat. [read post]
13 Jul 2021, 5:30 am
Securities and Exchange Commission (SEC) fines and shareholder lawsuits, and get the PR crisis folks working overtime on explaining this mess to employees and shareholders. [read post]
9 Nov 2010, 9:18 pm
That the balance of equities tips in his favor; and… 4. [read post]