Search for: "Securities and Exchange Commission v. Evans"
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8 Jun 2011, 11:25 am
Weiner v. [read post]
22 Jul 2011, 5:10 pm
Securities & Exchange Commission, No. 10-1305 (D.C. [read post]
24 Nov 2015, 7:05 am
Douglas, who had been chairman of the Securities and Exchange Commission; and Robert H. [read post]
11 Apr 2017, 5:59 am
Martin Shkreli's former lawyer, Evan Greebel -- who also happens to be his co-defendant -- has turned on him, accusing the pharma bro of submitting false documents to the Securities and Exchange Commission and engaging in illegal stock trading. [read post]
8 Apr 2010, 3:40 am
InterOil filed a false Form D with the Securities and Exchange Commission claiming it was paying no sales commissions or finder's fees in connection with the offering, when, in fact, the company previously agreed to pay such commissions and fees. [read post]
28 Feb 2012, 2:00 am
In contrast, Senator Evans’ bill appears (although it is not entirely clear) to apply to corporations with a class of securities registered under Section 12 of the Securities Exchange Act of 1934 that have shareholders with “legal residency” in California. [read post]
5 Apr 2011, 8:12 am
” Similarly, Securities and Exchange Commission spokesman John Nester said, “We’re pleased our views factored in the decision. [read post]
29 Dec 2017, 6:00 am
Four Thoughts on the Briefing in Carpenter v. [read post]
15 Feb 2022, 2:05 pm
Claims brought following the de-SPAC are similar to securities lawsuits brought against other public companies, arising under Section 10(b), Section 14(a) and/or Section 20(a) of the Securities Exchange Act. [read post]
2 Oct 2012, 1:08 pm
The Securities and Exchange Commission (SEC) Office of the Whistleblower has today issued seven (7) new Notices of Covered Actions. [read post]
10 Feb 2018, 5:26 am
Robert Chesney and Steve Vladeck shared this week’s National Security Law Podcast, in which the two discuss, among other things, President Trump’s treason remarks, military commissions, and the Doe v. [read post]
6 Aug 2008, 2:12 pm
In a July 9 filing, the trustee for Wright's former company claimed that Goins and his one-time firm breached their representation contracts with IMA by not carrying out some of their duties as attorneys and by being professionally negligent in how they dealt with the Securities and Exchange Commission. [read post]
23 Aug 2019, 6:17 am
Evans and Robert A. [read post]
27 May 2011, 7:19 am
Indeed, since SOX prohibits companies from violating rules of the Securities and Exchange Commission (SEC), a whistleblower can have a reasonable belief about a violation that has nothing to do with any fraud against shareholders. [read post]
15 Dec 2013, 2:01 pm
FTC v. [read post]
4 Jun 2014, 9:30 pm
Securities & Exchange Commission, St. [read post]
4 Nov 2019, 3:47 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy for violating the securities-fraud laws. [read post]
9 Jun 2023, 4:52 pm
Before us in the present is a 49-page document docketed as 23-cr-80101 in the Southern District of Florida, conspicuously captioned: United States of America v. [read post]
31 Dec 2010, 9:06 pm
The Securities and Exchange Commission (SEC) filed their own amicus brief. [read post]
6 Mar 2024, 9:03 pm
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
