Search for: "Securities and Exchange Commission v. Jones"
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31 May 2022, 5:57 am
Background on SEC Administrative Proceedings One of the SEC’s functions is to bring enforcement proceedings against those alleged to have violated securities laws, such as the Securities Act of 1933, Securities Exchange Act of 1934, or Investment Advisor Act of 1940. [read post]
20 May 2022, 6:39 am
In Securities and Exchange Commission v. [read post]
16 May 2022, 11:14 pm
Hendrix and Securities and Exchange Commission (SEC) v. [read post]
16 May 2022, 10:59 am
In Securities and Exchange Commission v. [read post]
11 May 2022, 7:19 am
(relisted after the April 29 conference) Securities and Exchange Commission v. [read post]
5 May 2022, 9:08 pm
Securities and Exchange Commission’s (SEC) traditional test for determining whether a transaction qualifies as a security—the Howey test—is problematic for cryptocurrencies. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
6 Mar 2022, 11:36 am
Kurup posted the unanimous court decision in FBI v. [read post]
2 Mar 2022, 9:26 am
The world’s largest cryptocurrency exchange will not block all Russian user accounts used for trading, according to Fortune. [read post]
21 Jan 2022, 3:00 am
On the anniversary of that attack, the Department of Homeland Security warned that calls for violent action against lawmakers were picking up steam online. [read post]
13 Dec 2021, 5:32 am
Secretary of State for Digital, Culture, Media & Sport Nadine Dorries announced a new pact on the use and exchange of data between the two nations. [read post]
14 Nov 2021, 8:47 pm
Another issue is whether the Securities and Exchange Commission (“SEC”) will consider NFTs securities, and subject them to the extensive set of registration requirements under the Securities Act of 1933. [read post]
11 Nov 2021, 2:07 pm
Claim handlers continue to wrestle with enduring long-tail Exchange Act claims, federal and state Securities Act claims, and shareholder derivative suits without respite. [read post]
19 Oct 2021, 6:54 am
Jones & Co. v. [read post]
21 May 2021, 5:54 am
Eddy, and Sabastian V. [read post]
16 Apr 2021, 5:51 am
Securities and Exchange Commission, on Thursday, April 15, 2021 Tags: Capital formation, Disclosure, Financial reporting, Investor protection, Mergers & acquisitions, Regulation FD, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
31 Dec 2020, 6:29 pm
Term Limits v. [read post]
9 Jun 2020, 10:51 pm
State v. [read post]
7 Jun 2020, 4:34 pm
The judgment in the case of Smith v Jones [2020] NSWDC 262 was given on 28 May 2020. [read post]
16 May 2020, 12:46 pm
Glenhill The opinion should be of interest to M&A specialists in that Vice Chancellor Glasscock sets out the reasons that, for purposes of this ruling, those two defendants are not part of the control group even though Securities Exchange Commission rules may include them in the “purchaser group. [read post]
