Search for: "Securities and Exchange Commission v. Ma"
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15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
28 Jul 2023, 7:34 am
Visa said in a regulatory filing made Wednesday with the Securities and Exchange Commission (SEC) that the DOJ sought more information about debit cards and other payment methods, according to the report. . . . [read post]
19 Oct 2023, 9:05 pm
The Securities and Exchange Commission (SEC) adopted new rules to provide greater transparency around short selling, an activity where investors bet that a stock’s price will fall. [read post]
31 Dec 2019, 8:13 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
1 Oct 2021, 4:00 am
“Not since Bush v. [read post]
30 Aug 2006, 2:17 pm
Thank you Aldis for your excellent list which we used as the basis for this list.Money and BankingBank of Latvia - Latvijas Banka - lv enFinancial and Capital Market Commission - FinanÅ¡u un kapitÄla tirgus komisija - lvInstitutions of Learning - MÄcÄ«bu iestÄdesUniversity of Latvia - Latvijas UniversitÄte - lv enUniversity of Latvia Faculty of Law - Latvijas UniversitÄtes JuridiskÄ fakultÄte - lv enHuman Rights… [read post]
15 Jun 2011, 9:00 am
ARTICLE V Extradition shall not be granted in any of the following circumstances: 1. [read post]
8 Dec 2021, 7:27 am
On an annual basis, Securities and Exchange Commission (“SEC”) registered investment advisers (“SEC RIAs”) are required to provide natural person clients with a copy of the firm’s privacy policy if: (i) the SEC RIA has disclosed nonpublic personal information other than in connection with servicing consumer accounts or administering financial products; or (ii) the firm’s privacy policy has changed. [read post]
8 Dec 2021, 11:27 am
On an annual basis, Securities and Exchange Commission (“SEC”) registered investment advisers (“SEC RIAs”) are required to provide natural person clients with a copy of the firm’s privacy policy if: (i) the SEC RIA has disclosed nonpublic personal information other than in connection with servicing consumer accounts or administering financial products; or (ii) the firm’s privacy policy has changed. [read post]
22 Dec 2020, 9:43 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
19 Feb 2017, 4:02 pm
London Internet Exchange (LINX) faces a growing backlash over changes to its rules that would gag its directors applying secret government orders to monitor networks, under Britain’s Investigatory Powers Act. [read post]
20 Aug 2011, 9:21 pm
Bankruptcy Cases and Topics 10th BAP bars review of order under "law of the case" doctrine bec. 3 narrow grounds for departing from rule are absent. http://t.co/7knf9h6 D-TX: Dbtr's deposit to secure performance obligs didnt create an express, resulting or constr. trust favoring creditor. http://t.co/Tqc5iIu D-MA: Fee-only Ch 13 plans designed mainly to pay the filing atty's fees over time per se violates the good faith reqt. http://t.co/pPU96Wi… [read post]
2 Feb 2018, 7:44 am
(Pix © Larry Catá Backer 2018)Since at least 1945 there have been significant efforts to produce global consensus on baseline norms through which states, individuals, and collectives could judge the legitimacy of state actors (and recently other transnational actors). [read post]
15 Aug 2019, 11:24 pm
It also ended Wall Street's appetite for Marblehead SLABS (Student Loan Asset Backed Securities). [read post]
6 Dec 2023, 2:35 am
The Hong Kong Stock Exchange (HKEX) has imposed D&I requirements on its members. [read post]
12 Apr 2011, 5:00 pm
Ratifications exchanged at Ottawa on March 22, 1976. [read post]
16 Apr 2021, 8:43 am
Alibaba has come under intense scrutiny since billionaire founder Jack Ma’s public criticism of the Chinese regulatory system in October. [read post]
22 Aug 2017, 9:10 am
“Many of these documents are on file with the Securities and Exchange Commission and can be view on its website. [read post]
13 Jun 2011, 9:00 am
ARTICLE V A. [read post]
