Search for: "Securities and Exchange Commission v. Ma"
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15 Aug 2019, 11:24 pm
It also ended Wall Street's appetite for Marblehead SLABS (Student Loan Asset Backed Securities). [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
2 Feb 2018, 7:44 am
(Pix © Larry Catá Backer 2018)Since at least 1945 there have been significant efforts to produce global consensus on baseline norms through which states, individuals, and collectives could judge the legitimacy of state actors (and recently other transnational actors). [read post]
22 Aug 2017, 9:10 am
“Many of these documents are on file with the Securities and Exchange Commission and can be view on its website. [read post]
22 Aug 2017, 6:02 am
Securities and Exchange Commission that disgorgement in SEC proceedings is subject to the five-year statute of limitations for penalties. [read post]
19 Feb 2017, 4:02 pm
London Internet Exchange (LINX) faces a growing backlash over changes to its rules that would gag its directors applying secret government orders to monitor networks, under Britain’s Investigatory Powers Act. [read post]
17 Feb 2015, 7:52 am
The Securities and Exchange Commission also announced in April that it would conduct over 50 cybersecurity examinations of publicly traded companies. [read post]
29 Jan 2015, 5:19 pm
They were tried by a military commission….Military commission trials are not available to American citizens, they have to go under Article III, but we have under our law in Hamdi v. [read post]
29 Apr 2013, 3:16 am
Securities and Exchange Commission v. [read post]
18 May 2012, 10:44 am
On Friday, December 16, 2011 (the day after the Commission appealed Judge Rakoff's decision), the House Committee on Financial Services announced that it would "hold a hearing next year to examine the practice by the Securities and Exchange Commission of settling cases with defendants that neither admit nor deny complaints made by the SEC. [read post]
20 Aug 2011, 9:21 pm
Bankruptcy Cases and Topics 10th BAP bars review of order under "law of the case" doctrine bec. 3 narrow grounds for departing from rule are absent. http://t.co/7knf9h6 D-TX: Dbtr's deposit to secure performance obligs didnt create an express, resulting or constr. trust favoring creditor. http://t.co/Tqc5iIu D-MA: Fee-only Ch 13 plans designed mainly to pay the filing atty's fees over time per se violates the good faith reqt. http://t.co/pPU96Wi… [read post]
11 Aug 2011, 11:48 am
The SEC must adopt rules directing the national securities exchanges to prohibit the listing of any class of equity security of a company not in compliance with these mandates. [read post]
15 Jun 2011, 9:00 am
ARTICLE V Extradition shall not be granted in any of the following circumstances: 1. [read post]
13 Jun 2011, 9:00 am
ARTICLE V A. [read post]
13 Apr 2011, 5:35 am
On the same day, the Securities and Exchange Commission filed parallel civil charges against the individuals (SEC v. [read post]
12 Apr 2011, 5:00 pm
Ratifications exchanged at Ottawa on March 22, 1976. [read post]
8 Apr 2011, 1:00 pm
ARTICLE V Extradition shall not be granted in any of the following circumstances: 1. [read post]
20 Sep 2010, 10:08 am
Venetis and her firms of the securities registration requirements under the Securities Act of 1933 as the notes were securities and neither registered nor exempt from registration, and anti-fraud violations under the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940. [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]
26 Mar 2007, 7:06 am
Securities and Exchange Commission. [read post]
