Search for: "Securities and Exchange Commission v. Marin"
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22 Apr 2024, 1:11 pm
In connection with private equity-backed public offerings, the sponsoring firm and its principals and affiliated funds are routinely named as defendants in such lawsuits—both as primary actors under Section (10)(b) of the Securities and Exchange Act of 1934 and as controlling persons under Section 15 of the Securities Act of 1933 and Section 20(a) of the Exchange Act. [read post]
12 Mar 2024, 12:27 pm
This article delves into the cases of Loper Bright and Jarkesy and illustrates how challenges to the current power exercised by administrative agencies may impact the regulatory landscape for public companies, the Securities and Exchange Commission (“SEC”), and market integrity. [read post]
10 Jan 2024, 2:12 pm
” Not alone, but lonelier then than now before the advent of decisions such as Securities and Exchange Commission v. [read post]
8 Jan 2024, 5:42 pm
Moab Partners, L.P. is whether a violation under a Securities and Exchange Commission regulation, Item 303 of Regulation S-K, can support a claim of securities fraud. [read post]
28 Dec 2023, 9:05 pm
Supreme Court’s decision in Dobbs v. [read post]
6 Oct 2023, 5:12 am
From 2010 to 2019, Seeger served as Senior Trial Counsel in the Chicago Regional Office of the United States Securities and Exchange Commission, where he litigated cases to enforce federal securities laws on behalf of the public. [read post]
4 May 2023, 9:31 pm
Securities and Exchange Commission to reassess existing exemptions and to collect more data on private markets before exempting additional companies from public disclosure requirements. [read post]
31 Mar 2023, 1:43 pm
In Securities and Exchange Commission v. [read post]
27 Mar 2023, 9:01 pm
In particular, the Second Circuit in SEC v. [read post]
24 Aug 2022, 9:01 pm
Leading this charge is the Securities and Exchange Commission (“SEC”). [read post]
9 May 2022, 1:35 am
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
22 Apr 2022, 5:01 am
It has also described plans to decrease the number of active-duty troops in the Army, Marines and Navy and to increase numbers for the Air Force and Space Force. [read post]
20 Apr 2022, 9:05 pm
This glaring weakness in digital asset regulation, and the need to address it, has been acknowledged by Securities and Exchange Commission (SEC) Chair Gensler, CFTC Chair Behnam, the digital asset industry, and members of Congress. [read post]
30 Mar 2022, 9:52 am
By virtue of OBG Ltd v Allan [2007] UKHL 21 and Your Response Ltd v Datateam Business Media Ltd [2014] EWCA Civ 281, a trade document in electronic form is intangible and, therefore, not possessable and capable of functioning as a paper trade document. [read post]
9 Sep 2021, 9:13 pm
Coinbase is the largest crypto exchange in the United States. [read post]
23 Jun 2021, 8:12 am
The Iranian frigate IRIS Sahand and converted oil tanker IRINS Makran, the latter freshly commissioned as a military vessel, are currently transiting the Atlantic en route to Venezuela. [read post]
3 Jun 2021, 3:00 am
WATER QUALITY Clarke v. [read post]
3 Jun 2021, 3:00 am
WATER QUALITY Clarke v. [read post]
21 Jan 2021, 12:54 pm
Department of Homeland Security v. [read post]
9 Feb 2020, 7:17 pm
In Raincoast Conservation Foundation v. [read post]
