Search for: "Securities and Exchange Commission v. Marin" Results 21 - 40 of 59
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8 Jan 2024, 5:42 pm by Ellena Erskine
Moab Partners, L.P. is whether a violation under a Securities and Exchange Commission regulation, Item 303 of Regulation S-K, can support a claim of securities fraud. [read post]
10 Jan 2024, 2:12 pm by Guest Author
”      Not alone, but lonelier then than now before the advent of decisions such as Securities and Exchange Commission v. [read post]
22 Apr 2022, 5:01 am by Teresa Chen, Alana Nance, Han-ah Sumner
It has also described plans to decrease the number of active-duty troops in the Army, Marines and Navy and to increase numbers for the Air Force and Space Force. [read post]
22 Apr 2024, 1:11 pm by Kevin LaCroix
 In connection with private equity-backed public offerings, the sponsoring firm and its principals and affiliated funds are routinely named as defendants in such lawsuits—both as primary actors under Section (10)(b) of the Securities and Exchange Act of 1934 and as controlling persons under Section 15 of the Securities Act of 1933 and Section 20(a) of the Exchange Act. [read post]
23 Nov 2014, 12:00 am by Illinois BLJ
Securities and Exchange Commission, http://www.sec.gov/about/laws.shtml [vi]United States v. [read post]
9 May 2022, 1:35 am by INFORRM
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
23 Jun 2021, 8:12 am by Brian Zupruk
The Iranian frigate IRIS Sahand and converted oil tanker IRINS Makran, the latter freshly commissioned as a military vessel, are currently transiting the Atlantic en route to Venezuela. [read post]
9 Sep 2021, 9:13 pm by Adam Levitin
Coinbase is the largest crypto exchange in the United States. [read post]
20 May 2009, 7:36 am
"   In re NYSE Specialists Securities Litigation, 503 F.3d 89 (2007):   In this case, the Second Circuit considered a lawsuit brought against, inter alia, the New York Stock Exchange, alleging that the NYSE had failed to adequately police the seven firms through which stock trades are funneled. [read post]
20 Jun 2008, 8:47 am
For additional information contact [www..gallerywatch.com] : Subscription needed for online access: 06/19/2008 CBO Cost Estimate for the Federal Judgeship Act, S. 2774 (PDF 25.9 KB)Cost Estimate for the Bill as Ordered Reported by Senate Judiciary Committee on May 15, 2008 06/19/2008 CBO Cost Estimate for the National Defense Authorization Act for Fiscal Year 2009, S. 3001 (PDF 167 KB) Cost Estimate for the Bill as Reported by the Senate Armed Services… [read post]
The Numbers and Trends By virtually all statistical measures, the level of enforcement activity has increased substantially under this Commission. [read post]
13 Jul 2015, 11:45 am by Quinta Jurecic , Staley Smith
Greek Prime Minister Alexis Tsipras acceded to European demands that Greece accept strict austerity measures in exchange for yet another bailout. [read post]
22 Jul 2014, 3:55 am by Kevin LaCroix
                  Bylaws analyzes potential obstacles to adopting arbitration bylaws, including the policy of the Securities and Exchange Commission staff against allowing companies with arbitration provisions in their organizing documents to go public. [read post]