Search for: "Securities and Exchange Commission v. Morgan et al"
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4 Jul 2022, 7:46 pm
The Flash Crash, Interactive Brokers, Two Hedge Funds, John Does, and Homer Simpson's Appetite for Donuts (BrokeAndBroker.com Blog)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
8 Apr 2010, 3:40 am
Phil Mulacek et. al.). [read post]
26 Mar 2010, 4:28 pm
At about 11 a.m. on Monday, the Supreme Court will hear one hour of oral argument in Morrison, et al., v. [read post]
29 Nov 2017, 4:23 pm
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
1 Dec 2017, 2:55 pm
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
10 Oct 2009, 2:36 pm
Guttenberg, et al., C.A. [read post]
7 Aug 2007, 11:03 am
Chandler, et al. v. [read post]
1 Feb 2008, 12:58 am
Morgan Securities Inc. et al"The use of New Jersey agents to carry out the ministerial activities required for maintenance of a stock exchange listing is insufficient to confer jurisdiction over this Canadian corporation with no other contacts with this state. [read post]
15 Jan 2014, 12:11 am
Department of Justice, the Commodity Futures Trading Commission, the European Commission, the Swiss Financial Market Supervisory Authority, the Hong Kong Monetary Authority, the Monetary Authority of Singapore and regulators in Brussels.[13] Significantly, over a dozen currency traders reportedly have been suspended or put on leave while the inquiries take place at Barclays (6), Citigroup (1), JP Morgan (1), Standard Chartered (1), Royal Bank of Scotland (2)… [read post]
10 Aug 2012, 1:02 pm
Corp. et al., 2011 WL 891447 (E.D.N.C. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
4 Jun 2012, 7:53 pm
Conditional cross-petition for certiorari Brief for Cross-Respondents Morgan v. [read post]
22 Jun 2010, 12:41 pm
Brief in opposition of respondents California Pharmacists Association et al. [read post]
29 Jul 2017, 5:32 pm
SHARON EUL et al., on behalf of themselves and a class, Plaintiffs,v.TRANSWORLD SYSTEMS et al., Defendants.No. 15 C 7755.United States District Court, N.D. [read post]
6 Mar 2024, 9:03 pm
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
14 Jun 2013, 2:21 pm
Co., New York Court of Appeals (6/11/13)Contracts, Insurance, Securities LawIn 2003, the Securities and Exchange Commission (SEC) notified Bear Stearns & Co. and Bear Stearns Securities Corp. of its intention to charge Bear Stearns with violations of federal securities laws. [read post]
16 Sep 2010, 7:06 pm
ARTHUR JAMES CONLAN, Appellee. 4th District.Evidence -- Hearsay -- For purposes of statute requiring commission to investigate certain election law violations after having received sworn complaint or information reported to commission by Division of Elections and further providing that sworn complaint must be based upon personal information or information other than hearsay, administrative law judge properly interpreted “hearsay” according to its common usage, rather… [read post]
21 Jul 2010, 11:34 pm
If the size of my stacks are any indication of activity level, the most contentious areas of legal debate are, not surprisingly, privacy (Facebook, Google, Twitter et. al.), infrastructure (Net neutrality, Title II and the wireless spectrum crisis), copyright (the secret ACTA treaty, Limewire, Google v. [read post]
30 May 2008, 9:09 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: WHO members near accord on global strategy on IP and health: (Intellectual Property Watch), (GenericsWeb), (Gowlings), (IAM), Copiepresse seeks up to €49 million from Google in lawsuit over right to feature links to publishers’ content on internet: (IPKat), (Ars Technica), (Techdirt), (Out-Law), (IP Law360) Singapore ‘image… [read post]
11 Sep 2007, 2:49 am
Russian Law Concerning Investment For economic reforms to flourish and private investors and entrepreneurs to prosper, the legal system must effectively protect private property, defend economic rights against infringement, and establish a secure environment for investment and market relations. [7] In contemplating the accession of the Russian Federation (RF) to the World Trade Organization, a dramatic increase in foreign investment activity is anticipated. [read post]
