Search for: "Securities and Exchange Commission v. Private Equity Management Group, Inc. et al"
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4 Apr 2013, 9:00 am
Kaplan Shannon Rose Selden Each fund manager is designated with a risk rating by the Securities and Exchange Commission. [read post]
4 Apr 2013, 9:00 am
Kaplan Shannon Rose Selden Each fund manager is designated with a risk rating by the Securities and Exchange Commission. [read post]
13 Feb 2023, 5:59 am
In the following guest post, Brian Baney, Senior Vice President, Head of Management and Professional Liability Claims, Ascot Group, Peter Trochev, Senior Vice President, Financial Institutions, Ascot Group, Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC, survey the current risk environment for private equity firms. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
24 Aug 2022, 9:01 pm
Leading this charge is the Securities and Exchange Commission (“SEC”). [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
10 Jul 2018, 5:17 pm
REcoin Group, et al., and In re Munchee, Inc.). [read post]
13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
16 Jan 2024, 1:19 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
26 Mar 2007, 7:06 am
Securities and Exchange Commission. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
13 Feb 2024, 9:05 pm
The Wall Street Journal reported that one of the trade groups challenging the SEC’s Private Fund rules – the National Association of Private Fund Managers (NAPFM) – was organized by two hedge funds (Millennium Management and HBK Capital Management) specifically to bring that challenge.[10] It would be a striking coincidence that the NAPFM was organized in Texas, in the Fifth Circuit. [read post]
22 Feb 2023, 1:07 pm
Disclosure is limited even for the two well-known, publicly traded litigation fund managers, Burford Capital and Omni Bridgeway; it is sparser still—and highly self-selective—for all the private funds involved. [read post]
26 Dec 2011, 7:12 am
Steel Investment Canada Case On November 24, 2011, the Supreme Court of Canada denied leave in United States Steel Corporation et al. v. [read post]
25 Dec 2011, 11:54 am
Steel Investment Canada Case On November 24, 2011, the Supreme Court of Canada denied leave in United States Steel Corporation et al. v. [read post]
29 Dec 2021, 12:00 pm
In Milieudefensie et al. v. [read post]
30 Sep 2019, 12:44 pm
Working on a “handshake” agreement for commissions, Ms. [read post]
3 Oct 2023, 9:01 pm
Ulrich Kranz et al. [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
2 Oct 2017, 4:50 pm
Lohmus, Havel & Viisemann, et al in 2005. [read post]
