Search for: "Securities and Exchange Commission v. Provision Operation Systems et al"
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16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
23 Oct 2019, 8:36 am
Khalid Shaikh Mohammad et al. [read post]
9 Nov 2014, 6:46 pm
The Commission is a body created under the Sentencing Reform Act of 1984 (Act), as amended, 18 U.S.C. 3551 et seq. (1982 ed., Supp. [read post]
3 Dec 2009, 2:35 pm
The Supreme Court will hear oral argument at 10 a.m. next Monday in Free Enterprise Fund, et al., v. [read post]
17 Feb 2017, 6:56 am
Federal Communications Commission et al. [read post]
18 Aug 2011, 10:48 am
HAMILTON MEATS & PROVISIONS, INC., Defendant and Respondent. [read post]
24 Jan 2019, 2:36 pm
Securities and Exchange Commission (SEC). [read post]
23 Apr 2018, 1:20 am
The key provisions of the 1933 Act are Section 11, which establishes that any purchaser of a security may bring a private action for damages against the issuer if the registration statement is false or misleading,[3] and Section 12(a)(2), which similarly establishes a private right of action against any person who offers or sells a security through a prospectus or oral communication that is false or misleading.[4] The key provision of the 1934 Act is Section… [read post]
16 Mar 2020, 1:54 pm
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
16 Feb 2021, 2:23 pm
Further, litigating Securities Act claims in federal court ensures that all of the provisions of the Private Securities Litigation Reform Act are enforced. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
24 Mar 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
6 Mar 2017, 8:46 am
Al-Shabaab, an al-Qa'ida-affiliated terrorist group, has operated in the country for years and continues to plan and mount operations within Somalia and in neighboring countries. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
7 Feb 2011, 5:56 pm
Any firm acting as a counterparty to certain off-exchange forex transactions involving retail persons is required to register as a Retail Foreign Exchange Dealer. [read post]
26 Jul 2023, 9:01 pm
Moreover, the Commission has failed to explain why we need this rule. [read post]
2 Jan 2018, 3:12 am
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]
2 Jan 2018, 3:12 am
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]
26 Oct 2014, 8:23 pm
The course has also expanded from its original narrow and technical focus, to a broader focus on principles and the use of language and logic to build and operate a system of law. [read post]
