Search for: "Securities and Exchange Commission v. Ramirez"
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3 Mar 2021, 6:00 am
With TransUnion v. [read post]
3 May 2021, 6:00 am
With TransUnion v. [read post]
21 Mar 2023, 1:22 am
Ramirez (August 2010) — Convicted for returning unpurchased items to a store in exchange for store credit, thus causing a false entry in a business record of an enterprise, and using the store credit to purchase additional items one day. [read post]
7 Jan 2016, 2:09 pm
Late last year, investors who claimed the $8.5 million frozen by the Securities and Exchange Commission (SEC) was rightfully theirs were denied access to the money by a federal judge. [read post]
17 Aug 2021, 10:23 am
But its September 2020 Form 8-K with the Securities and Exchange Commission said that SSNs, bank account information, usernames, and passwords might have been taken. [read post]
3 Oct 2013, 7:10 am
“Some of the suit’s allegations stem from UBS’s control of its closed-end fund secondary market, which last year prompted the Securities & Exchange Commission (SEC) to charge UBS Puerto Rico and two of its executives with making misleading statements to investors, concealing a liquidity crisis and masking its control of the secondary market for 23 proprietary closed-end mutual funds. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
11 Jan 2019, 8:16 am
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
11 Jan 2019, 8:16 am
Trump reversed ZTE penalties in exchange for trade concessions with China. [read post]
29 Dec 2021, 12:00 pm
In the US, for example, the Securities and Exchange Commission has flagged it is likely to introduce new rules on climate-risk disclosures for companies in the second half of 2021. [read post]
28 Dec 2021, 2:11 pm
Zagaris discussed the British Commission on Inquiry’s investigation of alleged corruption in the BVI as well as the Biden memorandum declaring anti-corruption a core U.S. national security interest. [read post]
28 Dec 2021, 2:11 pm
Zagaris discussed the British Commission on Inquiry’s investigation of alleged corruption in the BVI as well as the Biden memorandum declaring anti-corruption a core U.S. national security interest. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
13 Oct 2008, 12:12 pm
(IP Think Tank) WIPO working group to reconsider rules on appellations of origin (Intellectual Property Watch) Economic downturn hits trade mark filings (Managing Intellectual Property) Global - Patents Dynamic tools for innovation management (Securing Innovation) Dynamic tools for invention review (Securing Innovation) Dynamic tools for publication clearance (Securing Innovation) Dynamic tools for trade secrets (Securing Innovation) Eureka! [read post]
30 Dec 2020, 2:19 pm
On war crimes and preventing wars Zagaris discussed a UN Commission of Inquiry on Syria’s condemnation and call for the halt of atrocities against civilians as well as on the Global Fragility Act’s aim to stabilize conflict zones and prevent wars. [read post]
30 Dec 2020, 2:19 pm
On war crimes and preventing wars Zagaris discussed a UN Commission of Inquiry on Syria’s condemnation and call for the halt of atrocities against civilians as well as on the Global Fragility Act’s aim to stabilize conflict zones and prevent wars. [read post]
9 May 2024, 9:32 am
After the exchange became heated, defendant shot and killed the driver. [read post]
22 Aug 2017, 9:10 am
“Many of these documents are on file with the Securities and Exchange Commission and can be view on its website. [read post]
