Search for: "Securities and Exchange Commission v. Resource Development International LLC"
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4 May 2024, 8:31 pm
Seilkop v. [read post]
3 Apr 2024, 9:01 pm
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
17 Dec 2023, 9:03 pm
An important part of the Commission’s responsibility is determining how best to deploy the resources that Congress entrusts to us. [read post]
24 Oct 2023, 9:01 pm
First, it requires you to educate yourselves about the law and external developments relevant to your business, particularly emerging and heightened risk areas. [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
26 Sep 2022, 7:59 pm
The Equal Employment Opportunity Commission (“EEOC”) is suing pharmaceutical giant Lilly USA, LLC, for nationwide age discrimination by intentionally not hiring older workers for pharmaceutical sales representative positions based on their age from April 2017 to 2021. [read post]
22 Sep 2022, 3:25 am
In its complaint in EEOC v. [read post]
4 Sep 2022, 4:15 pm
Internet and Social Media The Centre for Internet and Society blog has published an analysis of Peiter “Mudge” Zatko’s whistleblower complaint with the US Securities and Exchange Commission, filed in July 2022, which accuses the platform of serious security failings. [read post]
9 May 2022, 1:35 am
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
16 Feb 2021, 12:19 pm
The Commission on Theft of American Intellectual Property reported in 2017 that the annual “estimated low-end cost of [international] trade secret theft to U.S. firms was $180 billion, or 1% of U.S. [read post]
21 Jan 2021, 12:54 pm
The petitioner in Bridge Aina Le’a, LLC v. [read post]
13 Jan 2021, 3:00 am
Fish & Game Commission (1997) 16 Cal.4th 105; Health First v. [read post]
13 Jan 2021, 3:00 am
Fish & Game Commission (1997) 16 Cal.4th 105; Health First v. [read post]
6 Oct 2020, 3:00 am
Fish & Game Commission (1997) 16 Cal.4th 105; Health First v. [read post]
16 Mar 2020, 1:54 pm
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
24 Jan 2019, 2:36 pm
Securities and Exchange Commission (SEC). [read post]
16 Dec 2018, 4:04 pm
The Courthouse News Service has considered the development and application of AI following a survey of over 1,000 technology professionals. [read post]
15 Jul 2018, 4:05 pm
The Vice has analysis of the latest developments in the case. [read post]