Search for: "Securities and Exchange Commission v. Resource Development International LLC" Results 21 - 40 of 50
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16 May 2012, 7:37 am by Rob Robinson
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
Securities and Exchange Commission (SEC) made two key announcements in September of 2017. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
15 Jul 2018, 4:05 pm by INFORRM
The Vice has analysis of the latest developments in the case. [read post]
20 Jul 2011, 5:23 pm
McKessy to a "whistleblower-friendly" crowd since he became Director of the Security and Exchange Commission (SEC) Office of the Whistleblower. [read post]
23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
16 Dec 2018, 4:04 pm by INFORRM
The Courthouse News Service has considered the development and application of AI following a survey of over 1,000 technology professionals. [read post]
1 Feb 2019, 10:51 am
  The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
9 May 2022, 1:35 am by INFORRM
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
4 Sep 2022, 4:15 pm by INFORRM
Internet and Social Media The Centre for Internet and Society blog has published an analysis of Peiter “Mudge” Zatko’s whistleblower complaint with the US Securities and Exchange Commission, filed in July 2022, which accuses the platform of serious security failings. [read post]
13 Jan 2016, 5:05 pm by Kevin LaCroix
  The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
13 Oct 2008, 12:12 pm
(IP Think Tank) WIPO working group to reconsider rules on appellations of origin (Intellectual Property Watch) Economic downturn hits trade mark filings (Managing Intellectual Property)   Global - Patents Dynamic tools for innovation management (Securing Innovation) Dynamic tools for invention review (Securing Innovation) Dynamic tools for publication clearance (Securing Innovation) Dynamic tools for trade secrets (Securing Innovation) Eureka! [read post]